MEDICAL POLICY

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APPENDIX
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Stereotactic Radiosurgery and Stereotactic Body Radiation Therapy

Number 6.01.10

Effective Date December 17, 2014

Revision Date(s) 12/08/14; 12/09/13; 08/14/12; 12/13/11; 11/09/10; 09/14/10 ; 03/10/09; 12/11/07; 08/08/06; 07/12/05; 07/13/04; 05/13/03; 12/21/00; 11/05/99; 06/01/99; 04/14/98; 08/05/97

Replaces N/A

Policy

Stereotactic radiosurgery (SRS) using a gamma or linear accelerator (LINAC) unit may be considered medically necessary for the following indications:

  • Arteriovenous malformations;
  • Acoustic neuromas;
  • Pituitary adenomas;
  • Nonresectable, residual, or recurrent meningiomas;
  • Craniopharyngiomas;
  • Glomus jugulare tumors;
  • Solitary or multiple brain metastases in patients having good performance status and no active systemic disease (defined as extracranial disease that is stable or in remission) (see Policy Guidelines);
  • Primary malignancies of the central nervous system (CNS), including but not limited to, high-grade gliomas (initial treatment or treatment of recurrence);
  • Trigeminal neuralgia refractory to medical management.

Stereotactic body radiotherapy (SBRT) may be considered medically necessary for the following indications:

  • Patients with stage T1 or T2a non-small cell lung cancer (not larger than 5 cm) showing no nodal or distant disease and who are not candidates for surgical resection;
  • Spinal or vertebral body tumors (metastatic or primary) in patients who have received prior radiation therapy.
  • Spinal or vertebral metastases that are radioresistant (e.g., renal cell carcinoma, melanoma and sarcoma).

When stereotactic radiosurgery or stereotactic body radiation therapy are performed using fractionation (defined in the Policy Guidelines) for the medically necessary indications described above, it may be considered medically necessary.

Investigational applications of stereotactic radiosurgery include, but are not limited to, the treatment of seizures and functional disorders other than trigeminal neuralgia including chronic pain, tremor, and uveal melanoma.

Stereotactic body radiation therapy is investigational for primary and metastatic tumors of the liver, pancreas, kidney, adrenal glands and prostate, except as outlined in the policy statements above.

Related Policies

7.01.95

Radiofrequency Ablation of Miscellaneous Solid Tumors Excluding Liver Tumors

8.01.10

Charged Particle (Proton or Helium Ion) Radiation Therapy

8.01.526

Intensity-Modulated Radiation Therapy (IMRT) of the Prostate

8.01.528

Intraoperative Radiation Therapy (IORT)

Policy Guidelines

Radiation Source

This policy addresses the use of stereotactic radiosurgery (SRS) and stereotactic body radiotherapy (SBRT) delivered by gamma ray or high-energy photons generated by a linear accelerator (LINAC) unit. The use of charged particle (proton on helium ion) radiotherapies is addressed in a separate policy (see Related Policies).

Number of Lesions

The 1995 TEC Assessment on SRS for multiple brain metastases found that the evidence was sufficient to show that radiosurgery improved health outcome for up to 3 metastases in the presence of good performance status and no active systemic disease. While evidence continues to demonstrate the importance of good performance status and absence of active systemic disease, it appears that the number of metastases may not be as predictive of outcome (see Rationale section). Thus, patients with more than 3 metastases who otherwise have good performance status and no evidence of active systemic disease may still benefit from SRS.

Many patients with brain metastases can either receive whole-brain radiation therapy (WBRT) along with SRS or the WBRT may be delayed for use as salvage therapy for recurrent intracranial disease.

Fractionation

Fractionated stereotactic radiotherapy refers to when SRS or SBRT is performed more than one time on a specific site.

SBRT is commonly delivered over 3-5 fractions.

SRS is most often single-fraction treatment; however, multiple fractions may be necessary when lesions are near critical structures.

Coding

Coding for SRS typically consists of a series of CPT codes describing the individual steps required; medical radiation physics, clinical treatment planning, attachment of stereotactic head frame, treatment delivery, and clinical treatment management. The following CPT codes have been used:

CPT

0169T

Stereotactic placement of infusion catheter(s) in the brain for delivery of therapeutic agent(s), including computerized stereotactic planning and burr hole(s)

Treatment Device

37201

Thoracic target(s) delineation for stereotactic body radiation therapy (SRS/SBRT), (photon or particle beam), entire course of treatment

Medical/surgical physician’s component

61796

Stereotactic radiosurgery (particle beam, gamma ray, or linear accelerator); 1 simple cranial lesion

Clinical Treatment Management

61797

Stereotactic radiosurgery (particle beam, gamma ray, or linear accelerator); each additional cranial lesion, simple (List separately in addition to code for primary procedure)

Clinical Treatment Management

61798

Stereotactic radiosurgery (particle beam, gamma ray, or linear accelerator); 1 complex cranial lesion

Clinical Treatment Management

61799

Stereotactic radiosurgery (particle beam, gamma ray, or linear accelerator); each additional cranial lesion, complex (List separately in addition to code for primary procedure)

Clinical Treatment Management

61800

Application of stereotactic head frame for stereotactic radiosurgery (List separately in addition to code for primary procedure)

Attachment of Head Frame

77299

Unlisted procedure, therapeutic radiology clinical treatment planning

Clinical Treatment Planning

77371

Radiation treatment delivery, stereotactic radiosurgery (SRS), complete course of treatment of cranial lesion(s) consisting of 1 session; multi-source Cobalt 60 based

Treatment Delivery

77372

Radiation treatment delivery, stereotactic radiosurgery (SRS), complete course of treatment of cranial lesion(s) consisting of 1 session; linear accelerator based

Treatment Delivery

77373

Stereotactic body radiation therapy, treatment delivery, per fraction to 1 or more lesions, including image guidance, entire course not to exceed 5 fractions

Treatment Delivery (SBRT)

77399

Unlisted procedure, medical radiation physics, dosimetry and treatment devices, and special services

Medical Radiation Physics

77432

Stereotactic radiation treatment management of cranial lesion(s) (complete course of treatment consisting of 1 session)

Clinical Treatment Management

77435

Stereotactic body radiation therapy, treatment management, per treatment course, to one or more lesions, including image guidance, entire course not to exceed 5 fractions

Treatment Delivery (SBRT)

Description

Summary

Stereotactic radiosurgery (SRS) and stereotactic body radiotherapy (SBRT) are radiotherapy methods that entail delivering highly focused, convergent beams on a precise target that is defined with 3-dimensional imaging techniques, sparing adjacent structures. SRS refers to such radiotherapy applied to intracranial lesions, while SBRT refers to therapy applied to other areas of the body. The technique differs from conventional radiotherapy, which involves exposing large areas of tissue to relatively broad fields of radiation over a multiple sessions. It may offer a noninvasive alternative to invasive surgery, particularly for patients unable to undergo surgery or for lesions that are difficult to access surgically or are adjacent to vital organs.

Stereotactic Radiosurgery

SRS is an established safe and effective treatment modality for many benign and malignant intracranial tumors/conditions. The evidence, largely consisting of nonrandomized cohort studies, combined with clinical input, supports the use of SRS for the following conditions: intracranial arteriovenous malformations; acoustic neuromas (vestibular schwannomas); pituitary adenomas; nonresectable, residual, or recurrent meningiomas; craniopharyngiomas; glomus jugulare tumors; and primary malignancies of the central nervous system (CNS); and trigeminal neuralgia that is refractory to medical management. Evidence from several randomized controlled trials (RCTs) demonstrate the benefit of SRS for small numbers of brain metastases from a variety of tumor types. Evidence from nonrandomized studies suggests that outcomes from SRS for intracranial metastatic disease is not worse for larger numbers of metastases; therefore, SRS may be considered medically necessary for solitary or multiple brain metastases in patients who have otherwise good performance status.

For the treatment of uveal melanoma, no studies that directly compare patients treated with SRS with other radiotherapies were identified. Existing cohort studies generally report high rates of local control (LC), but some have limited reporting about distant metastases and overall survival (OS). Therefore, the evidence is insufficient to conclude that SRS for uveal melanoma is associated with improved outcomes.

For the treatment of tremor, noncomparative studies in heterogeneous patient populations generally report improvements in tremor scores from pre- to post-SRS. However, studies with longer-term follow-up are needed to determine the risk/benefit ratio. The evidence related to the use of SRS for the management of other intracranial conditions, including epilepsy and chronic pain, is limited. Therefore, SRS is considered investigational for these conditions.

Stereotactic Body Radiotherapy

For the use of SBRT, improved outcomes following SBRT have been demonstrated in patients with early stage non-small-cell lung cancer (NSCLC) who are not considered to be candidates for resection. The literature and input from clinical vetting support its use in spinal tumors that have been previously irradiated and in radioresistant metastases to the spine. Therefore, SBRT may be considered medically necessary for the treatment of early stage NSCLC and metastases to the spine, in patients who meet appropriate criteria.

For the use of SBRT for hepatocellular carcinoma (HCC), a number of randomized and nonrandomized studies have been reported in 2 systematic reviews from 2009 and 2012. The conclusions that can be drawn about overall outcomes after SBRT for HCC are limited because studies have heterogeneous treatment schedules, treatment planning techniques, and patient populations. Since publication of the 2009 and 2012 systematic reviews, case series of patients with nonmetastatic HCC treated with SBRT report high rates of LC, but low rates of intrahepatic recurrence-free survival. The evidence for the use of SBRT in prostate cancer consists primarily of single-arm assessments of toxicity and prostate specific antigen (PSA). Longer term follow-up is needed to assess the effect on long-term toxicities, cancer control, and patient survival. The evidence for the use of SBRT for pancreatic cancer and renal cell cancer consists of small case series and does not permit conclusions about outcomes after SBRT compared with other therapies. The evidence related to the use of SBRT for the management of oligometastases to multiple sites, including the lungs, liver, adrenal glands, and bones (other than spine) consists of relatively small, noncomparative studies, and there is a lack of consensus about optimal dose, fractionation, and the size, number, and types of lesions amenable to SBRT. Clinical input was mixed regarding the use of SBRT for the treatment of HCC, prostate cancer, pancreatic cancer, renal cell cancer, and oligometastases. Given insufficient evidence from the published literature or clinical support, the use of SBRT to treat other conditions, including but not limited to HCC, prostate cancer, renal cell cancer, pancreatic cancer, and oligometastases, except metastases to the brain and spine as previously outlined, is considered investigational.

Note: The use of charged particle (proton on helium ion) radiation therapies is addressed in a separate policy. (See Related Policies)

Background

SRS and SBRT are techniques that use highly focused radiation beams to treat both neoplastic and non-neoplastic conditions, in contrast to traditional external radiation beam therapy (EBRT), which involves the use of relatively broad fields of radiation over a number of sessions that may occur over weeks to months. SRS and SBRT rely on 3-dimensional imaging to localize the therapy target. Because they are more targeted than traditional EBRT, SRS and SRBT are often used for treatment at sites that are difficult to reach via surgery, located close to other vital structures, or subject to movement within the body.

Both SRS and SBRT may be completed with 1 session (single-fraction) or less may require additional sessions (typically no more than 5) over a course of days, referred to as fractionated stereotactic radiotherapy. The fractionation used for SRS and SBRT is less than that used for conventional EBRT, thus, “hypofractionated.” Fractionation of stereotactic radiotherapy aims to optimize the therapeutic ratio; that is the ratio between tumor control and late effects on normal tissues. The main advantage of fractionation is that it allows higher total doses to be delivered to the tumor because of increased tolerance of the surrounding healthy tissues to each individual, fractionated dose. In addition, some lesions such as large arteriovenous malformations may require more than 1 procedure to complete the obliteration process.

SRS and SBRT can be administered by several types of devices that are distinguished by their source of radiation, including particle beams (proton), gamma rays from cobalt-60 sources, or high-energy photons from LINAC systems. The use of charged particle (proton beam) radiotherapies is addressed in a separate policy (Policy No. 8.01.10). The most commonly used gamma ray device is the Gamma Knife® (Elekta Inc., Stockholm), which is a fixed device used for intracranial lesions, typically for smaller lesions. Several brands of LINAC devices are available, including the Novalis Tx® (Novalis, Westchester, IL), the TrueBeamSTx (Varian Medical Systems, Palo Alto, CA), and the CyberKnife® system (Accuray, Sunnyvale, CA).

The radiosurgical procedure using SRS or SBRT is preceded by a process of localizing the target with 3-dimensional imaging such as computed tomography (CT), magnetic resonance imaging (MRI), or positron emission tomography/computed tomography (PET/CT), or a combination of modalities.

Applications of SRS and SBRT

SRS and SRBT have been used for a range of malignant and nonmalignant conditions. A complete review of all of the indications is beyond the scope of this policy, but a brief discussion of common applications of SRS and SBRT is outlined next.

Stereotactic Radiosurgery

The most common applications of SRS include treatment of intracranial malignancies, including primary and metastatic tumors, and benign intracranial tumors such as meningiomas, pituitary adenomas, and acoustic neuromas (vestibular schwannomas). SRS has been used for trigeminal neuralgia that is resistant to other therapies. It is also an established treatment for arteriovenous malformations (AVMs). More recently, SRS has been investigated as a treatment of functional disorders, which are defined as conditions having no detectable organic cause.

Non-Neoplastic Conditions Treated With SRS

Arteriovenous malformations consist of a tangled network of vessels in which blood passes from arteries to veins without intervening capillaries. They range in size from small, barely detectable lesions to huge lesions that can occupy an entire hemisphere. SRS incites an inflammatory response in the vessels, which results in ongoing fibrosis with eventual complete obliteration of the lesion over a course of months to years. This latency period is variable, depending on the size of the AVM and the dose distribution of the radiosurgery. During this latency period, there is an ongoing but declining risk of hemorrhage. In contrast, surgical excision provides an immediate effect on the risk of hemorrhage. Total surgical extirpation of the lesion, if possible, is the desired form of therapy to avoid future hemorrhage. However, a small subset of AVMs because of their size or location cannot be excised without serious neurologic sequelae. SRS is an important alternative in these patients.

Trigeminal neuralgia is a disorder of the fifth cranial (ie, trigeminal) nerve that causes episodes of intense, stabbing pain in the face. Although trigeminal neuralgia is initially treated medically, in a substantial number of cases, drug treatment is either ineffective or the adverse effects become intolerable. Neurosurgical options include microvascular decompression, balloon compression, and rhizotomy. SRS has been investigated as an alternative to these neurosurgical treatments.

Seizure disorders are initially treated medically. Surgical treatment is only considered in those rare instances when the seizures have proven refractory to all attempts at aggressive medical management, when the seizures are so frequent and severe as to significantly diminish quality of life, and when the seizure focus can Be localized to a focal lesion in a region of the brain that is amenable to resection. SRS has been investigated as an alternative to neurosurgical resection. For chronic pain that is refractory to a variety of medical and psychological treatments, there are a variety of surgical alternatives. Neurodestructive procedures include cordotomy, myelotomy, dorsal root entry zone (DREZ) lesions, and stereotactic radiofrequency thalamotomy. SRS targeting the thalamus has been considered an investigative alternative to these neurodestructive procedures.

SRS, for the destruction of the thalamic nuclei (thalamotomy) has been proposed for a treatment of essential tremor and other forms of tremor (ie, secondary to Parkinson disease, multiple sclerosis, or other neurologic conditions), as an alternative to medical therapy or surgical therapy in extreme cases.

Neoplastic Conditions Treated With SRS

SRS is used for primary intracranial tumors and tumors that have metastasized to the CNS.

Primary Intracranial Tumors

Acoustic neuromas, also called vestibular schwannomas, are benign tumors originating on the eighth cranial nerve, sometimes seen in association with neurofibromatosis, which can be associated with significant morbidity and even death if their growth compresses vital structures. Treatment options include complete surgical excision using microsurgical techniques, but radiosurgery has also been used extensively, either as a primary treatment or as a treatment of recurrence after incomplete surgical resection.

Pituitary adenomas are benign tumors with symptoms that are related to hormone production (ie, functioning adenomas) or to neurologic symptoms due to their impingement on surrounding neural structures. Treatment options for pituitary adenomas include surgical excision, conventional radiotherapy, or SRS. Surgical excision is typically offered to patients with functioning adenomas, because complete removal of the adenoma leads to more rapid control of autonomous hormone production. The effects of SRS on hormone production are delayed or incomplete. In patients with nonfunctioning adenomas, the treatment goal is to control growth; complete removal of the adenoma is not necessary. Conventional radiotherapy has been used in this setting with an approximate 90% success rate with few complications.

Craniopharyngiomas are benign, however, because of proximity to the optic pathways, pituitary gland, and hypothalamus, may cause severe and permanent damage to such critical structures and can even be life-threatening. Total surgical resection is often difficult.

Because of the rarity of glomus jugulare tumors, a variety of treatment paradigms are currently used. There is no consensus regarding the optimal management to control tumor burden while minimizing treatment-related morbidity.

SRS has been used for the treatment of other primary brain tumors, including gliomas, meningiomas, and primitive neuroectodermal tumors (ie, medulloblastoma, pineoblastoma). The treatment of primary brain tumors such as gliomas is more challenging, due to their generally larger size and infiltrative borders.

Melanoma of the uvea (choroid, ciliary body, and iris) is the most common primary malignant intraocular tumor in adults. Established treatment modalities include enucleation, local resection, brachytherapy, and proton beam radiotherapy. The main objectives of treating the tumor are to reduce the risk of metastatic spread and to salvage the eye with useful vision if feasible. Treatment selection depends on tumor size and location, associated ocular findings, the status of the other eye, as well as other individual factors, including age, life expectancy, quality of life issues, concurrent systemic diseases and patient expectations.

Intracranial Metastatic Disease

Intracranial metastases have been considered ideal targets for radiosurgery due to their small spherical size and noninfiltrative borders. Brain metastases are a frequent occurrence, seen in 25% to 30% of all patients with cancer, particularly in those with lung, breast, or colon cancer or melanoma. WBRT is considered the standard of care in the treatment of brain metastases, and the addition of SRS to WBRT has been shown to improve survival and local tumor control in selected patients. SRS offers the additional ability to treat tumors with relative sparing of normal brain tissue in a single fraction. Ongoing research addresses whether using SRS alone to avoid the adverse effects of WBRT on normal tissues.

Stereotactic Body Radiotherapy

Studies are being conducted to evaluate SBRT for a number of extracranial sites. This approach is being studied to better target lesions (sparing surrounding normal structures) and to shorten the length of time needed to complete the treatments.

Extracranial Primary Tumors Treated With SBRT

SBRT has been studied for the treatment of lung cancers¾specifically NSCLC, with the greatest focus on inoperable stage 1 NSCLC. Without the use of SBRT, local NSCLC would be treated with surgical resection, if possible, or conventional radiotherapy.

Surgical resection is the preferred treatment of HCC, although at the time of diagnosis, less than 20% of patients are amenable to definitive surgical management due to advanced local disease or comorbidities. These patients may be candidates for local ablative therapies, including radiofrequency ablation (RFA) and chemoembolization. Radiation may be considered as an alternative to local ablative/embolization therapies or if these therapies fail.

Radiation may be a part of the treatment plan for pancreatic cancer, resectable or unresectable disease, and may be used in the adjuvant or neoadjuvant setting.

Localized renal cell carcinoma (RCC) is conventionally treated surgically; local ablative methods may also be an option. Preoperative and adjuvant external radiation have not improved survival. However, because renal cell cancer brain metastases, although radioresistant to conventional external radiation, have been responsive to radiosurgery, there is interest in the possibility of treating primary kidney cancer with SBRT.

Extracranial Metastatic Tumors Treated With SBRT

Oligometastases are defined as isolated sites of metastasis, with the entire burden of disease being recognized as a finite number of discrete lesions that can be potentially cured with local therapies.(1)

In general, the indications for SBRT for oligometastases are the same as for metastasectomy. Recently proposed specific criteria for the use of SBRT in patients with oligometastases include: a controlled primary, favorable histology, limited metastatic disease, metachronous appearance of metastases, young age and good performance status. (1)

The management of metastatic solid tumors has historically focused on systemic treatment with palliative intent. However, surgical treatment of oligometastatic disease is now common practice in some clinical settings. (2) Although cure may be possible in some patients with oligometastatic disease, the aim of SBRT in this setting is mainly to achieve LC and delay progression, which also may postpone the need for further treatment.

Metastases from NSCLC to the adrenal gland are common, and systemic treatment is the most frequent therapeutic option. Nevertheless, in patients suffering from an isolated adrenal metastasis, a survival benefit could be achieved after surgical resection.

Spinal Primary and Metastatic Tumors Treated With SBRT

Metastatic tumors to the spine have historically been treated with conventional radiotherapy. The need for retreatment is high due to morbidity from metastatic disease (e.g., pain, myelopathy, spinal cord compression), but radiotherapy to the spine is often limited due to concern for radiation myelopathy and other adverse radiation effects. SBRT to the spine has been most widely studied in patients requiring re-irradiation, but interest has also developed in the use of SBRT for the initial treatment of spinal tumors.

Regulatory Status

Several SRS and SBRT devices that use LINAC units to generate high-energy photons have been cleared for marketing by FDA through the 510(k) premarket notification process, including the CyberKnife® System for Stereotactic Radiosurgery/Radiotherapy (Accuray, Inc.; approved December 1998, product code MUJ) and the TrueBeam™ Radiotherapy Delivery System (Varian Medical Systems; approved December 2012; product code IYE). Several devices that use cobalt 60 degradation (gamma ray devices) for SRS have been cleared for marketing by FDA through the 510(k) process, including the Leksell GammaKnife® (Elekta; approved May 1999, product code IWB). Gamma ray emitting devices that use cobalt 60 degradation are also regulated through the U.S. Nuclear Regulatory Commission.

Scope

Medical policies are systematically developed guidelines that serve as a resource for Company staff when determining coverage for specific medical procedures, drugs or devices. Coverage for medical services is subject to the limits and conditions of the member benefit plan. Members and their providers should consult the member benefit booklet or contact a customer service representative to determine whether there are any benefit limitations applicable to this service or supply. Does not apply to Medicare Advantage.

Benefit Application

Charges for specific energy source used (i.e., Gamma Knife® or LINAC unit, particle beam) will be reflected in the technical component charges included in the hospital bill. Charges for the technical component varies widely according to the energy source used, with particle beam radiation the most costly followed by gamma knife and LINAC units. The choice of energy source may be dictated by local availability, but it should be noted that a LINAC device is probably an acceptable alternative for all but the largest lesions. In the latter case, use of a charged-particle beam may be required.

As discussed in the Rationale section, there are no controlled trials comparing different stereotactic radiosurgery delivery devices. Therefore, there is no evidence that one device is superior to another for a given indication or a given patient.

Rationale

This policy was created in 1995 and has been updated annually with a search of the MEDLINE database, most recently through August 3, 2014. Data on the use of SRS and SBRT consists primarily of case series, registry data and early phase trials, with a limited number of randomized controlled trials (RCTs) and nonrandomized comparative trials.

The selection of variables used in the delivery of stereotactic radiosurgery (SRS) and stereotactic body radiation therapy (SBRT) is complex and individualized, requiring selection of the device, radiation dose, and the size and shape of treatment margins, all of which depend on the location, shape, and radiosensitivity of the target tissue and the function and radiosensitivity of the surrounding tissue. Several ongoing questions exist in the evaluation of SRS and SBRT, related to most appropriate choices of:

  • Radiotherapy delivery device based on the size and shape of the target lesion.
  • Dose fractionation.
  • Methods to reduce toxicity.

Stereotactic Radiosurgery (SRS)

Non-Neoplastic Conditions

Arteriovenous Malformations

In 2014, Mohr et al. reported results of the ARUBA trial, a randomized, multicenter trial to compare medical therapy with medical therapy with interventional therapy (including any neurosurgical, endovascular, or stereotactic radiotherapy procedure) in patients with unruptured arteriovenous malformations (AVM). (3) Two hundred twenty-six patients were enrolled and randomized, 116 to interventional therapy and 110 to medical management. Among those randomized to interventional therapy, 91 received interventional therapy, 5 with neurosurgery alone, 30 with embolization alone, 31 with radiotherapy alone, 12 with embolization and neurosurgery, 15 with embolization and radiotherapy, and 1 with all 3. The trial was stopped early by its data and safety monitoring board after interim analysis demonstrated superiority of medical management, after outcomes were available for 223 patients with mean follow-up time of 33.3 months. The risk of death or stroke was lower in the medical management group than in the interventional therapy group (hazard ratio [HR], 0.27; 95% confidence interval [CI], 0.14 to 0.54). Patients will continue to be followed to determine whether differences in outcomes persist. Although a high proportion of patients randomized to interventional therapy (40.5%) received at least some radiotherapy, outcomes are not reported by therapy type, making it difficult to assess the comparative effectiveness of SRS in AVM treatment.

Paul et al. conducted a retrospective cohort study that included 697 SRS treatments in 662 patients treated with SRS for brain AVMs at a single institution. (4) The obliteration rate after a single or multiple SRS procedures was 69.3% and 75%, respectively. The obliteration rates were significantly associated with AVMs that were compact (odds ratio [OR], 3.16; 95% CI, 1.92 to 5.22), with undilated feeders (OR=0.36; 95% CI, 0.23 to 0.57), with smaller volume (OR=0.95; 95% CI, 0.92 to 0.99) and that were treated with higher marginal dose (OR=1.16, 95% CI, 1.06 to 1.27).

Bowden et al. reported outcomes from a retrospective cohort study of patients with cerebellar AVM treated with SRS at a single institution. (5) Sixty-four patients were included, 73% of whom had presented with intracranial hemorrhage and 19% of whom had undergone prior embolization. Total obliteration was achieved at 3, 4, and 5 to 10 years in 52%, 69%, and 75%, respectively, of subjects. Obliteration was more likely in smaller AVMs but less likely in patients who had undergone prior embolization. Symptomatic adverse radiation events, defined by magnetic resonance imaging (MRI) changes and new neurologic deficits in the absence of hemorrhage, occurred in 3 patients.

Fokas et al. reported long-term follow-up of a cohort of patients who underwent SRS for cerebral AVMs at a single institution. (6) One hundred sixty-four patients were identified, with a median follow-up of 93 months (range, 12-140 months). Thirty-nine percent of subjects had experienced a prior intracranial hemorrhage, and 43.3% and 8.0%, respectively, had undergone prior embolization or neurosurgical procedures. Complete obliteration was seen in 61% of patients at a median time of 29 months. Complete obliteration was achieved at 3 and 5 years in 61% and 88%, respectively. In multivariable models, higher radiation dosage and smaller target volumes were associated with higher rates of complete obliteration. The annual bleeding risk was 1.3% per year during follow-up.

Matsuo et al. reported outcomes from a cohort of 51 patients with intracranial AVMs treated with SRS at a single institution. (7) Rates of obliteration after a single SRS at 3, 5, 10, and 15 years were 46.9%, 54.%, 64%, and 68%, respectively; rates of obliteration after multiple SRS sessions at 3, 5, 10, and 15 years were 46.9%, 61.3%, 74.2%, and 90.3%, respectively. The adverse radiation events occurred in 9 cases (17.6%), with 4 cases (3 symptomatic cysts and 1 intracranial hemorrhage) not occurring until 10 years after the SRS treatment.

Potts et al. summarized outcomes for 80 children treated with SRS for intracranial AVMs, most of whom (56%) had intracranial hemorrhage at the time of presentation. (8) Among the 47% of subjects with available angiograms 3 years after treatment, AVM obliteration occurred in 52% of patients treated with higher-dose SRS (18-20 Gy) and in 16% treated with lower-dose SRS (<18 Gy).

Kano et al. reported a study to define long-term outcomes and risks of arteriovenous malformation (AVM) management using 2 or more stages of stereotactic radiosurgery (SRS) for symptomatic large-volume lesions unsuitable for surgery. (9) Forty-seven patients with such AVMs underwent volume-staged SRS. Eighteen patients (38%) had had a prior hemorrhage and 21 patients (45%) had undergone prior embolization. In 17 patients, AVM obliteration was confirmed after 2-4 SRS procedures at a median follow-up of 87 months (range 0.4-209 months). Five patients had near-total obliteration (volume reduction >75% but residual AVM). The actuarial rates of total obliteration after 2-stage SRS were 7%, 20%, 28%, and 36% at 3, 4, 5, and 10 years, respectively. The 5-year total obliteration rate after the initial staged volumetric SRS was 62% (p=0.001). Sixteen patients underwent additional SRS at a median interval of 61 months (range 33-113 months) after the initial 2-stage SRS. The overall rates of total obliteration after staged and repeat SRS were 18%, 45%, and 56% at 5, 7, and 10 years, respectively. Ten patients sustained hemorrhage after staged SRS, and 5 of these patients died. Three of 16 patients who underwent repeat SRS sustained hemorrhage after the procedure and died. Based on Kaplan-Meier analysis (excluding the second hemorrhage in the patient who had 2 hemorrhages), the cumulative rates of AVM hemorrhage after SRS were 4.3%, 8.6%, 13.5%, and 36.0% at 1, 2, 5, and 10 years, respectively, corresponding to annual hemorrhage risks of 4.3%, 2.3%, and 5.6% for years 0-1, 1-5, and 5-10 after SRS. Multiple hemorrhages before SRS correlated with a significantly higher risk of hemorrhage after SRS. Symptomatic adverse radiation effects were detected in 13% of patients, but no patient died as a result of an adverse radiation effect. The authors concluded that volume-staged SRS for large AVMs unsuitable for surgery has potential benefit, but often requires more than 2 procedures to complete the obliteration process and that in the future, prospective volume-staged SRS followed by embolization (to reduce flow, obliterate fistulas, and occlude associated aneurysms) may improve obliteration results and further reduce the risk of hemorrhage after SRS.

Section Summary

The evidence related to the use of SRS for AVM consists primarily of noncomparative cohort studies, which demonstrate relatively high rates of complete obliteration of AVM after SRS, in the range of approximately 40% in some studies to greater than 70% in others. Isolating the effect of the SRS therapy in and of itself can be challenging, as many patients are treated with more than one therapy, including endovascular treatments and surgery. Recently, an RCT that compared medical therapy with a variety of interventions in the treatment for AVM showed no significant improvement in outcomes with interventional therapy. However, given that the interventional therapies included a variety of therapies, it is difficult to assess whether one particular component of the intervention has benefit or lacks benefit. Longer-term follow up will be forthcoming from this study.

Trigeminal Neuralgia

A 2011 review article summarizes the literature on the use of SRS for trigeminal neuralgia. (10) The majority of patients with typical facial pain will achieve relief following radiosurgical treatment.

Dhople reports long -term outcomes of SRS for classical trigeminal neuralgia in 112 patients treated between 1996 and 2001. (11) Of these, 67% had no prior invasive operations for trigeminal neuralgia prior to SRS, 13% had 1, 4% had 2, and 16% had greater than or equal to 3. The right side was affected in 56% of cases, predominantly involving V2 (26%), V3 (24%), or a combination of both (18%) branches. The median age at diagnosis was 56 years, and median age at SRS was 64 years. The median prescription dose of 75 Gy (range, 70-80 Gy) was delivered to the involved trigeminal nerve root entry zone. The authors assessed the degree of pain before and after SRS by using the Barrow Neurological Institute (BNI) pain scale. In total, 102 patients took the survey at least once, for a response rate of 91%. Although not found to alter the conclusions of this study, 7 cases of atypical TN were found, and these patients were removed, for a total of 95 cases herein analyzed. The median follow-up was 5.6 years (range, 13-115 months). Before gamma knife surgery (GKS), 88% of patients categorized their pain as BNI IV or V (inadequate control or severe pain on medication), whereas the remainder described their pain as BNI III (some pain, but controlled on medication). After GKS, 64% reported a BNI score of I (no pain, no medications), 5% had BNI II (no pain, still on medication), 12% had BNI III, and 19% reported a BNI score of IV or V. The median time to response was 2 weeks (range 0-12 weeks), and the median response duration was 32 months (range 0-112 months). Eighty-one percent reported initial pain relief, and actuarial rates of freedom from treatment failure at 1, 3, 5, and 7 years were 60, 41, 34, and 22%, respectively. Response duration was significantly better for those who had no prior invasive treatment versus those in whom a previous surgical intervention had failed (32 vs. 21 months, p<0.02). New facial numbness was reported in 6% of cases.

Section Summary

Case series identify improvements in pain related to trigeminal neuralgia after treatment with SRS. Comparative studies that evaluate the use of SRS compared with alternative treatments for trigeminal neuralgia are lacking.

Epilepsy

A 1998 TEC Assessment (12) cited 2 studies of 11 and 9 patients, respectively, in which radiosurgery was used to treat epilepsy. The subsequent literature search revealed 3 small studies on the use of radiosurgery for medically refractory epilepsy. Regis et al. (13) selected 25 patients with mesial temporal lobe epilepsy, 16 of whom provided minimum 2-year follow-up. Seizure-free status was achieved in 13 patients, 2 patients were improved, and 3 patients had radiosurgery-related visual field defects. A study by Schrottner et al. (14) included 26 patients with tumoral epilepsy, associated mainly with low-grade astrocytomas. Mean follow-up among 24 available patients was 2.25 years. Tumor location varied across patients. Seizures were simple partial in 6 (3 with generalization) and complex partial in 18 (5 with generalization, 1 gelastic). Seizures were eliminated or nearly so in 13 patients. Little improvement was observed in 4 patients and none in 7. Whang and Kwon (15) performed radiosurgery in 31 patients with epilepsy associated with non-progressive lesions. A minimum of 1 -year follow-up was available in 23 patients, 12 of whom were seizure-free (and 3 of whom had antiseizure medications discontinued), 2 had seizures reduced in frequency, and 9 experienced no change. While the Regis series selected a fairly homogeneous clinical sample, the other two studies were heterogeneous. No confirmatory evidence is available on mesial temporal lobe epilepsy. The available evidence from patients with epileptic lesions of various sizes and locations is insufficient to show what factors are associated with favorable outcome.

In the most recent literature review (2014), no new comparative studies evaluating SRS for the treatment of epilepsy were identified.

Section Summary

The currently-available research related to the use of SRS for epilepsy treatment is preliminary. There is inadequate information to determine the risk: benefit ratio of SRS compared with other therapies for epilepsy treatment.

Tremor

SRS has been used for the treatment of tremor through stereotactic radiofrequency thalamotomy. In 2008, Kondziolka et al. reported outcomes for 31 patients who underwent SRS thalamotomy for disabling essential tremor. (16) Among 26 patients with follow-up data available, score on the Fahn-Tolosa-Marin tremor score improved compared with baseline from 3.7 (pre-SRS) to 1.7 (post-SRS; p<0.000) and score on the Fahn-Tolosa-Marin handwriting score improved compared with baseline from 2.8 (pre-SRS) to 1.7 (post-SRS; p<0.000). One patient developed transient mild right hemiparesis and dysphagia and 1 patient developed mild right hemiparesis and speech impairment.

Kooshkabadi et al. reported outcomes for 86 patients with tremor treated over a 15-year period, including 48 with essential tremor, 27 with Parkinson disease, and 11 with multiple sclerosis. (17) Fahn-Tolosa-Marin tremor scores were used to compare symptoms pre- and postprocedure: the mean tremor score improved from 3.28 (pre-SRS) to 1.81 (post-SRS; p<0.000), the mean handwriting score improved from 2.78 (pre-SRS) to 1.62 (post-SRS; p<0.000), and the mean drinking score improved from 3.14 (pre-SRS) to 1.8 (post-SRS, p<0.000). Complications included temporary hemiparesis in 2 patients, dysphagia in 1 patient, and sustained facial sensory loss in 1 patient.

Lim et al. reported outcomes for a small cohort of 18 patients who underwent SRS treatment for essential tremor. (18) For the 14 patients with videotaped evaluations allowing blinded evaluation of tremor severity and at least 6 months of follow-up (N=11 with essential tremor and N=3 with Parkinson disease), Fahn-Tolosa-Marin Tremor Rating Scale activities of daily living scores improved significantly after SRS (mean change score 2.7 points; p=0.03). However, there was no significant improvement in other Fahn-Tolosa-Marin Tremor Rating Scale items (p=0.53 for resting tremor, p=0.24 for postural tremor, p=0.62 for action tremor, p=0.40 for drawing, p>0.99 for pouring water, p=0.89 for head tremor). Mild neurologic complications occurred in 2 patients (lip and finger numbness), and severe neurologic complications occurred in 1 patient (edema surrounding thalamic lesion with subsequent hemorrhage at the lesion site, with speech difficulty and hemiparesis.)

Ohye et al. conducted a prospective study of SRS for tremor that included 72 patients, 59 with Parkinson disease and 13 with essential tremor). (19) Among 52 patients who had follow-up at 24 months, tremor scores measured using the unified Parkinson’s Disease Rating Scale (p<0.001; approximate score decrease extrapolated from graph from 1.5 at baseline to 0.75 at 24-month follow-up).

Young et al. reported outcomes for a cohort of 158 patients with tremor who underwent SRS, including 102 patients with Parkinson disease, 52 with essential tremor, and 4 with tremor due to other conditions. (20) Among patients with a parkinsonian tremor, at latest follow-up (mean, 47 months), blinded assessments on unified Parkinson’s Disease Rating Scale demonstrated improvements in several specific items, including overall tremor (from 3.3 pretreatment to 1.2 at last follow-up; p<0.05) and action tremor (from 2.3 pretreatment to 1.3 at last follow-up; p<0.05). Among patients with Essential tremor, blinded assessments were conducted using the Fahn-Tolosa-Marin Tremor Rating Scale. At 1-year of follow-up, 92.1% of patients with essential tremor were completely or nearly tremor-free. Improvements were reported in components of the Fahn-Tolosa-Marin Tremor Rating Scale, but statistical comparisons are not presented. Three patients developed new neurologic symptoms attributed to the SRS.

Section Summary

The evidence related to the use of SRS for tremor consists of uncontrolled cohort studies, many of which report outcomes from the treatment of tremor of varying etiologies. Most studies report improvements in standardized tremor scores, although few studies used a blinded evaluation of tremor score, allowing for bias in assessment. No studies that compared SRS with alternative methods of treatment or a control group were identified. Limited long-term follow-up is available, making the long-term risk: benefit ratio of an invasive therapy uncertain.

Chronic Pain

The TEC Assessment from 1998 identified 2 reports, with 2 and 47 patients, respectively, who underwent radiosurgical thalamotomy for chronic pain. No new studies were found in the search of recent literature. Thus, the conclusions of the 1998 TEC Assessment have not changed.

Central Nervous System Neoplasms

Acoustic Neuromas

SRS is widely used for the treatment of acoustic neuromas (vestibular schwannomas). Case series report generally high rates of local control (LC). For example, Badahshi et al reported a 3-year local tumor control rate of 88.9% in a study of 250 patients with vestibular schwannoma who underwent SRS or fractionated SRS. (21) Williams et al reported rates of tumor progression-free survival (PFS) for patients with large vestibular schwannomas treated with SRS of 95.2% and 81.8% at 3 and 5 years, respectively. (22) For patients with small vestibular schwannomas treated with SRS, tumor PFS was 97% and 90% at 3 and 5 years, respectively. In a retrospective case series of 93 patients with vestibular schwannomas treated with SRS, 83 of whom had long-term follow-up, Woolf et al reported an overall control rate of 92% at a median follow-up of 5.7 years. A small study from 2006 that compared microsurgical resection (N=36) with SRS (N=46) for the management of small (<3 cm) vestibular schwannomas showed better hearing preservation at last follow-up in the SRS group (p<0.01) and no difference in tumor control between the groups (100% vs 96%, p=0.50). (23)

In the treatment of acoustic neuromas, the most significant adverse effect is loss of function of the facial and auditory nerve. For example, in a single-institution study, Meijer and colleagues reported on the outcomes of single fraction versus fractionated LINAC-based SRS in 129 patients with acoustic neuromas. (24) Among these patients, 49 were edentate and thus could not be fitted with a relocatable head frame that relies on dental impressions. This group was treated with a single fraction, while the remaining 80 patients were treated with a fractionated schedule. With an average follow-up of 33 months, there was no difference in outcome in terms of local tumor control, facial nerve preservation, and hearing preservation. Chung and colleagues reported on the results of a single-institution case series of 72 patients with acoustic neuromas, 45 of whom received single -fraction therapy and 27 who received fractionated therapy. (25) Patients receiving single -fraction treatment were functionally deaf, while those receiving fractionated therapy had useful hearing in the affected ear. After a median follow-up of 26 months, there was no tumor recurrence in either group. Chang et al. reported that 74% of 61 patients with acoustic neuromas treated with CyberKnife using staged treatment had serviceable hearing maintained during at least 36 months of follow-up. (26)

Section Summary

The evidence related to the use of SRS for acoustic neuroma (vestibular schwannoma) consists primarily of case series and cohort studies, which report high rates of freedom from tumor progression. Given that vestibular schwannoma is a slow-growing tumor with symptoms most often related to local compression, demonstration of slowing of progression is a reasonable outcome. A single comparative study was identified that demonstrated comparable tumor control outcomes between SRS and surgical therapy for small vestibular schwannomas.

Craniopharyngioma

Hashizume and colleagues evaluated the results of the use of SRS in 10 patients with craniopharyngioma adjacent to optic pathways. (27) Ten patients (6 men, 4 women) with craniopharyngioma and median age of 56.5 years (range 10-74 years) were treated from 2006 through 2009. Median volume of tumor was 7.9 mL (range 1.1-21 mL). A total dose of 30-39 Gy in 10-15 fractions (median 33 Gy) was delivered to the target. Ten patients were followed up for 9-36 months (median 25.5 months). The response rate was 80% (8/10), and control rate was 100%. Improvement of neurologic symptoms was observed in 5 patients. No serious complications due to SRS were found.

Hasegawa and colleagues determined the limiting dose to the optic apparatus in single-fraction irradiation in patients with craniopharyngioma treated with gamma knife radiosurgery. (28) One hundred patients with 109 craniopharyngiomas treated with radiosurgery were evaluated with a median follow-up period of 68 months. Tumor volume varied from 0.1 to 36.0 (median, 3.3) cm. The actuarial 5- and 10-year overall rates of survival of tumor progression after radiosurgery were 93% and 88%, respectively. The actuarial 5- and 10-year progression-free survival rates were 62% and 52%, respectively. Among 94 patients in whom visual function was evaluable, only 3 patients developed radiation-induced optic neuropathy, indicating an overall Kaplan-Meier radiation-induced optic neuropathy rate of 5%.

Combs and colleagues evaluated the long-term outcome in patients with craniopharyngiomas treated with fractionated stereotactic radiotherapy. (29) A total of 40 patients with craniopharyngiomas were treated between 1989 and 2006. Most patients were treated for tumor progression after surgery. A median target dose of 52.2 grays (Gy) (range 50.4-56 Gy) was applied in a median conventional fractionation of 5 x 1.8 Gy per week. Follow-up examinations included thorough clinical assessment as well as contrast-enhanced magnetic resonance imaging (MRI) scans. After a median follow-up of 98 months (range 3-326 months), local control was 100% at both 5 years and 10 years. Overall survival rates at 5 years and 10 years were 97% and 89%, respectively. A complete response was observed in 4 patients and partial responses were noted in 25 patients. Eleven patients presented with stable disease during follow-up. Acute toxicity was mild in all patients. Long-term toxicity included enlargement of cysts requiring drainage 3 months after fractionated stereotactic radiotherapy (FSRT). No visual impairment, radionecrosis, or development of secondary malignancies was observed. The authors concluded that long-term outcome of fractionated radiosurgery for craniopharyngiomas is excellent with regard to local control, as well as treatment-related side effects.

Section Summary

The evidence related to the use of SRS for craniopharyngioma consists primarily of case series and cohort studies, which report high rates OS. There is a lack of comparative studies evaluating the treatment of pituitary adenomas with SRS versus surgery or traditional radiotherapy.

Glomus Jugulare Tumors

Ivan and colleagues conducted a meta-analysis of tumor control rates and treatment-related mortality for patients with glomus jugulare tumors. (30) In this study, the authors assessed data collected from 869 patients with glomus jugulare tumors from the published literature to identify treatment variables that impacted clinical outcomes and tumor control rates. A comprehensive search of the English language literature identified 109 studies that collectively described outcomes for patients with glomus jugulare tumors. Univariate comparisons of demographic information between treatment cohorts were performed to detect differences in the sex distribution, age, and Fisch class of tumors among various treatment modalities. Meta-analyses were performed on calculated rates of recurrence and cranial neuropathy after subtotal resection (STR), gross-total resection (GTR), STR with adjuvant postoperative radiosurgery (STR+SRS), and stereotactic radiosurgery alone (SRS). The authors identified 869 patients who met their inclusion criteria. In these studies, the length of follow-up ranged from 6 to 256 months. Patients treated with STR were observed for 72 ± 7.9 months and had a tumor control rate of 69% (95% confidence interval [CI]: 57-82%). Those who underwent GTR had a follow-up of 88 ± 5.0 months and a tumor control rate of 86% (95% CI: 81%-91%). Those treated with STR+SRS were observed for 96 ± 4.4 months and had a tumor control rate of 71% (95% CI: 53%-83%). Patients undergoing SRS alone had a follow-up of 71 ± 4.9 months and a tumor control rate of 95% (95% CI: 92-99%). The authors' analysis found that patients undergoing SRS had the lowest rates of recurrence of these 4 cohorts, and therefore, these patients experienced the most favorable rates of tumor control (p<0.01). Patients who underwent GTR sustained worse rates of cranial nerve (CN) deficits with regard to CNs IX-XI than those who underwent SRS alone; however, the rates of CN XII deficits were comparable.

Section Summary

The evidence review related to the use of SRS for glomus jugulare tumors identified includes a large meta-analysis, which suggested that SRS treatment is associated with improved patient outcomes.

Brain Metastases

Systematic Reviews and Meta-Analyses

Roos and colleagues examined the randomized evidence to treat brain metastases. (34) A search of MEDLINE, EMBASE, and Cochrane databases for published papers and abstracts on relevant randomized trials was undertaken. Fourteen randomized trials were identified, 11 final reports and 3 abstracts, investigating various combinations of surgery, SRS and whole brain radiation therapy (WBRT). Most of the trials had significant limitations. Surgery and SRS improved local control, maintenance of performance status and survival for favorable prognosis patients with solitary brain metastases relative to WBRT alone, although the absolute survival benefit for the majority was modest. Limited data suggest similar outcomes from surgery and SRS, but few patients were truly suitable for both options. For multiple (2-4) brain metastases, SRS improved local control and functional outcome but not survival. Adjuvant WBRT also improved intracranial control but not survival; however, the neurocognitive risk:benefit ratio of WBRT was controversial. Quality of life data were limited.

A 2010 analysis, a Cochrane review (36), which addressed the role for both SRS and WBRT in patients with small numbers of metastatic lesions (generally no more than 3 or 4 lesions), noted that given the unclear risk of bias in the included studies, the results need to be interpreted with caution. The analysis of all included patients (3 trials) indicated that SRS plus WBRT did not show a survival benefit over WBRT alone; however, performance status and LC were significantly better in the SRS plus WBRT group.

Randomized Controlled Trials

Since publication of the systematic reviews, several RCTs have been published. Chang et al concluded that patients treated with SRS plus WBRT were at a greater risk of a significant decline in learning and memory function by 4 months compared with the group that received SRS alone. (37)

Some studies have suggested that use of radiosurgery for brain metastases should be limited to patients with 3 or fewer lesions. A randomized trial compared whole-brain radiation therapy (WBRT) with WBRT plus radiosurgery boost to metastatic foci. (38) It found that the significant advantage of radiosurgery boost over WBRT alone in terms of freedom from local failure did not differ among patients with 2, 3, or 4 metastases. Survival also did not depend on the number of metastases. As the number of metastases rises, so does the total volume of tissue receiving high-dose radiation, thus the morbidity risk of radiation necrosis associated with radiosurgery is likely to increase. For a large number of metastases, and for large volumes of tissue, this risk may be high enough to negate the advantage of radiosurgery plus WBRT over WBRT alone seen in patients with 4 or fewer metastases. Stereotactic radiosurgery centers commonly exclude patients with more than 5 metastases from undergoing radiosurgery. (39,40) It is difficult to identify a specific limit on the number of metastases for which the use of SRS is advantageous. A large number of very small metastases may respond to radiosurgery, as well as a small number of larger metastases.

In 2006, Aoyama et al recently reported on a randomized trial of SRS plus WBRT versus SRS alone for treatment of patients with 1 to 4 brain metastases. (41) They found a 12-month intracranial tumor recurrence rate of 46.8% in the SRS plus WBRT group compared to 76.4% in the group that only received SRS. However, median survival times were not different at 7.5 and 8.0 months, respectively. They also found no differences in neurologic functional preservation. In an accompanying editorial, Raizer commented that either treatment approach is a reasonable first step, recognizing that those who select SRS alone are more likely to need subsequent salvage radiation treatments. (42)

Nonrandomized Comparative Studies

Tian et al reported results from a retrospective, single-institution cohort study comparing neurosurgical resection to SRS for solitary brain metastases from non-small-cell lung cancer (NSCLC). Seventy-six patients were included, 38 of whom underwent neurosurgery. (43) Median survival was 14.2 months for the SRS group and 10.7 months for the neurosurgery group. In multivariable analysis, treatment mode was not significantly associated with differences in OS.

Noncomparative Studies

Noncomparative studies continue to evaluate the use of SRS without WBRT for the management of brain metastases and the role of SRS for the management of larger numbers of brain metastases. Yamamoto et al conducted a prospective observational study to evaluate primary SRS in patients with 1 to 10 newly diagnosed brain metastases. (44) Inclusion criteria included largest tumor volume less than 10 mL and less than 3 cm in the longest diameter, a total cumulative volume of 15 mL or less, and a Karnofsky Performance Status score of 70 or higher. Among total 1194 patients, the median OS after SRS was 13.9 (95% CI, 12.0 to 15.6) in the 455 patients with 1 tumor, 10.8 months (95% CI, 9.4 to 12.4) in the 531 patients with 2 to 4 tumors, and 10.8 months (95% CI, 9.1 to 12.7) in the 208 patients with 5 to 10 tumors.

Rava et al, in a cohort study including 53 patients with at least 10 brain metastases, described the feasibility of SRS treatment. (45) Median survival was 6.5 months in this cohort. Raldow et al, in a cohort of 103 patients with at least 5 brain metastases who were treated with SRS alone, demonstrated a median OS of 8.3 months, comparable with historical controls. (46) OS was similar for patients with 5 to 9 and with at least 10 metastases (7.6 months and 8.3 months, respectively).

Yomo et al reported outcomes for 41 consecutive patients with 10 or fewer brain metastases from NSCLC who received SRS as primary treatment. (47) The study reported 1- and 2-year OS rates of 44% and 17%, respectively, with a median survival time of 8.1 months. Distant brain metastases occurred in 44% by 1 year, with 18 patients requiring repeat SRS, 7 requiring WBRT, and 1 requiring microsurgery.

Section Summary

For cases of brain metastases, evidence from RCTs and systematic reviews indicates that the use of SRS improves outcomes in the treatment of brain metastases. SRS appears to be feasible in the treatment of larger numbers (e.g., >10) of brain metastases, and outcomes after SRS treatment do not appear to be worse for patients with larger numbers of metastases, at least for patients with 10 or fewer metastases.

Uveal Melanoma

The literature on the use of SRS for uveal melanoma consists of case series; no studies directly comparing SRS with other, accepted radiation modalities used to treat uveal melanoma (brachytherapy, proton beam) are identified.

A 2012 review article summarizes the literature on the use of SRS for uveal melanoma, with long-term tumor control rates using the Gamma Knife reported to be around 90%. (48) Initial studies using SRS for uveal melanoma reported secondary side effects from radiation to be common; however, more recent studies have reported lower incidences with lower total radiation doses. (48)

The largest study to date consisted of 212 patients with choroidal melanoma, who were not suitable for brachytherapy or resection. (49) Patients in the study received different doses of radiation, ranging from 50 Gy to 70 Gy, in 5 fractions over 7 days. Ophthalmologic examination was performed at baseline and every 3 months in the first 2 years, every 6 months until 5 years, and once a year until 10 years after SRS. The study included measurement of tumor dimension and height using standardized methods, assessment of visual acuity and routine ophthalmologic examinations. Local tumor control was 96% at 5 years, and 93% at 10 years. Thirty-two patients developed metastases, and 22 of these patients died during the follow-up period. Median visual acuity decreased from 0.55 at baseline to hand motion (p<0.001). The authors concluded that SRS was sufficient to achieve excellent local tumor control in patients with melanoma of the choroid, and that disease outcome and vision were comparable to that achieved with proton-beam radiotherapy.

Since publication of the 2012 review, several studies have reported outcomes from SRS for intraocular melanoma. Wackernagel et al reported outcomes for 189 patients with choroidal melanoma treated with SRS (Gamma Knife). (50) All patients with choroidal melanoma at the authors’ institution were offered SRS as an alternative to enucleation if they wished to retain their eye, and other globe-preserving treatment options were not feasible because of tumor size or location or the patient’s general health. Sixty-six patients (37.3%), all treated before 2003, received high-dose SRS (35-80 Gy); subsequently, all patients received low-dose SRS (30 Gy in 87 patients and 25 Gy in 24 patients). The median overall follow-up was 39.5 months. During follow-up, local tumor control was achieved in 167 patients (94.4%). Enucleation was required in 25 patients, 7 due to tumor recurrence and 18 due to radiation-induced adverse effects. OS and distant metastasis rates are not reported.

Furdova et al reported outcomes for a cohort of 96 patients who underwent SRS at a single center in Slovakia for stage T2/T3 uveal melanoma. (51) Local tumor control occurred in 95% of patients at 3 years of follow-up and in 85% of patients at 5 years of follow-up. Eleven patients (11.5%) required secondary enucleation between 3 and 5 years post-SRS due to radiation neuropathy or secondary glaucoma.

Additional case series using SRS for uveal melanoma have suggested that SRS is a possible eye-sparing option for patients, with outcomes comparable with enucleation or other radiation modalities. (52-54)

Section Summary

The evidence related to SRS for the treatment of uveal melanoma is limited to case series. The published literature is insufficient to demonstrate improved outcomes with the use of SRS over other accepted radiation modalities in the treatment of uveal melanoma.

Stereotactic Body Radiation Therapy

Spinal Tumors

Gerszten et al reported on the outcomes of 115 patients with spinal tumors of varying etiologies, i.e., benign, metastatic, single, or multiple lesions, in a variety of locations, i.e., cervical, thoracic, lumbar, sacral, who were treated with the CyberKnife® in a single session. (55) Most patients were treated for pain control and also had received prior external -beam irradiation. The authors point out that radiation therapy of the spinal cord is limited by its low tolerance and that if a radiation dose could be targeted more accurately at the lesions, higher doses could be delivered in a single fraction. They further point out that conventional methods of delivering intensity -modulated radiation therapy (IMRT) are limited due to lack of target immobilization. Axial and radicular pain improved in 74 of the 79 symptomatic patients. There was no acute radiation toxicity or new neurologic deficits. Conventional external -beam radiation therapy (EBRT) typically is delivered over a course of 10 to 20 fractions. In contrast, in this study, only one CyberKnife® treatment session was used. In a 2005 study, Degen and colleagues reported on the outcomes of 51 patients with 72 spinal lesions who were treated with the CyberKnife®. (56) Patients underwent a median of 3 treatments. Pain was improved, as measured by declining mean visual analog scale (VAS) score, and quality of life was maintained during the 1- year study period.

Gerszten et al. recently published results on a series of 500 cases from a single institution (334 tumors had previously undergone external -beam irradiation) using the CyberKnife system. (57) In this series, the maximum intratumoral dose ranged from 12.5 Gy to 25 Gy, with a mean of 20 Gy. Long-term pain improvement occurred in 290 of 336 cases (86%). Long-term radiographic tumor control was demonstrated in 90% of lesions treated with radiosurgery as a primary treatment modality. Twenty-seven of 32 cases (84%) with a progressive neurologic deficit before treatment experienced at least some clinical improvement. Chang et al. reported on Phase I/II results of stereotactic body radiation therapy (SBRT) in 74 spinal lesions in 63 patients (55% had prior irradiation) with cancer. (58) The actuarial 1-year tumor progression-free incidence was 84%. Pattern-of-failure analysis showed 2 primary mechanisms of failure: recurrence in the bone adjacent to the site of previous treatment and recurrence in the epidural space adjacent to the spinal cord. The authors concluded that analysis of the data obtained in their study supports the safety and effectiveness of SBRT in cases of metastatic spinal tumors. They add that they consider it prudent to routinely treat the pedicles and posterior elements using a wide bone margin posterior to the diseased vertebrae because of the possible direct extension into these structures and for patients without a history of radiotherapy, more liberal spinal cord dose constraints than those used in the study.

Sahgal et al evaluated rates of vertebral compression fractures after SBRT in 252 patients with 410 spinal segments treated with SBRT. (59) Fifty-seven fractures were observed (13.9% of spinal segments treated), with 27 de novo fractures and 30 cases of existing fracture progression. Most fractures occurred relatively early posttreatment, with a median and mean time to fracture of 2.46 months and 6.33 months, respectively. Radiation dose per fraction, baseline vertebral compression fracture, lytic tumor, and baseline spinal misalignment were predictive of fracture risk.

Section Summary

SBRT has been shown to improve outcomes (reduce pain) in patients with spinal (vertebral) tumors. The majority of the literature addresses metastases that recur after prior radiation therapy.

Non-small cell lung cancer (NSCLC)

Systematic Reviews

In 2014, Zheng et al reported results from a systematic review and meta-analysis comparing survival after SBRT with survival after surgical resection for the treatment of stage I NSCLC. (60) The authors included 40 studies reporting outcomes from SBRT, including 4850 patients, and 23 studies reporting outcomes after surgery published in the same time period, including 7071 patients. For patients treated with SBRT, the mean unadjusted OS rates at 1, 3, and 5 years were 83.4%, 56.6%, and 41.2%, respectively. The mean unadjusted OS rates at 1, 3, and 5 years were 92.5%, 77.9%, and 66.1%, respectively, with lobectomy, and 93.2%, 80.7%, and 71.7% with limited lung resections. After adjustment for surgical eligibility (for the 27 SBRT studies that reported surgical eligibility) and age, in a multivariable regression model, the treatment modality (SBRT vs surgical therapy) was not significantly associated with OS (p=0.36).

A review by Nguyen et al (61) cites a number of studies of SBRT for early-stage lung cancer receiving a biologic equivalent dose of 100 Gy or more. Three of the studies cited reported 5-year survival that ranged from 30% to 83%; in the largest series of 257 patients, the 5-year survival was 42%. Koto et al reported on a phase 2 study of 31 patients with stage 1 NSCLC. (62) Patients received 45 Gy in 3 fractions, but those with tumors close to an organ at risk received 60 Gy in 8 fractions. With a median follow-up of 32 months, the 3-year OS was 72%, while disease-free survival was 84%. Five patients developed grade 2 or greater pulmonary toxicity. While comparative studies were not identified, older studies have reported 3-year disease-specific survival rates of 49% for those with stage 1 disease. (63)

Nonrandomized Comparative Studies

In a matched-cohort study design, Crabtree et al retrospectively compared outcomes between SBRT and surgical therapy in patients with stage 1 NSCLC. (64) Four hundred fifty-eight patients underwent primary surgical resection, and 151 were treated with SBRT. Surgical and SBRT patients differed significantly on several baseline clinical and demographic characteristics, with SBRT patients having an older mean age, higher comorbidity scores, a greater proportion of peripheral tumors, and worse lung function at baseline. For the surgical group, 3-year OS and disease-free survival (DFS) were 78% and 72%, respectively. Of note, among the 458 patients with clinical stage I lung cancer, 14.8% (68/458) were upstaged at surgery and found to have occult N1 or N2 disease. For patients with occult nodal disease, 3-year and 5-year OS were 66% and 43%, respectively. For patients without occult nodal disease, 3- and 5-year OS were 80% and 68%, respectively. For the SBRT group, 3-year OS and DFS were 47% and 42%, respectively.

In a propensity score-matched analysis, 56 patients were matched based on clinical characteristics, including age, tumor size, ACE comorbidity score, forced expiratory volume in 1 second (FEV1) percent, and tumor location (central vs peripheral). In the final matched comparison, 3-year OS was 52% versus 68% for SBRT and surgery, respectively (p=0.05), while DFS was 47% versus 65% (p=0.01). Two-, 3-, 4-, and 5-year local recurrence-free survival for SBRT was 91%, 91%, 81%, and 40%, respectively, versus 98%, 92%, 92%, and 92% for surgery (p=0.07).

Jepperson et al compared SBRT with conventional radiotherapy for patients with medically inoperable NSCLC (T1-2N0M0). (65) The study included 100 subjects treated with SBRT and 32 treated with conventional radiotherapy. At baseline, the SBRT-treated patients had smaller tumor volume, lower FEV1, and a greater proportion of T1 stage disease. Median OS was 36.1 months versus 24.4 months for SBRT and conventional radiotherapy, respectively (p=0.015). Local failure-free survival rates at 1 year were 93% in the SBRT group versus 89% in the conventional radiotherapy group and at 5 years 69% versus 66%, SBRT and conventional radiotherapy, respectively (p=0.99).

Port et al compared SBRT with wedge resection for patients with clinical stage IA NSCLC using data from a prospectively maintained database.66 One hundred sixty-four patients were identified, 99 of whom were matched based on age, sex, and tumor histology. Thirty-eight patients underwent a wedge resection only, 38 patients underwent a wedge resection with brachytherapy, and 23 patients had SBRT. SBRT patients were more likely to have local or distant recurrences than surgically-treated patients (9% vs 30%, p=0.016), but there were no differences between the groups in disease-free 3-year survival (77% for wedge resection vs 59% for SBRT, p=0.066).

Varlotta et al compared surgical therapy (n=132 with lobectomy, n=48 with sublobar resection) with SBRT (N=137) in the treatment of stage I NSCLC. (67) Mortality was 54% in the SBRT group, 27.1% in the sublobar resection group, and 20.4% in the lobar resection group. After matching for pathology, age, sex, tumor diameter, aspirin use, and Charlson Comorbidity Index, patients with SBRT had lower OS than patients treated with either wedge resection (p=0.003) or lobectomy (p<0.000).

Noncomparative Studies

Timmerman et al. evaluated the toxicity and efficacy of stereotactic body radiation therapy (SBRT) in a high-risk population of patients with early stage but medically inoperable lung cancer. (68) in a Phase 2 North American multicenter study of patients aged 18 years or older with biopsy-proven peripheral T1-T2N0M0 non-small cell tumors (measuring <5 cm in diameter) and medical conditions precluding surgical treatment. The prescription dose was 18 Gy per fraction x 3 fractions (54 Gy total), with the entire treatment lasting between 1.5 to 2 weeks. The primary endpoint was 2-year actuarial primary tumor control; secondary endpoints were disease-free survival (i.e., primary tumor, involved lobe, regional, and disseminated recurrence), treatment-related toxicity, and overall survival. A total of 59 patients accrued, 55 of whom were evaluable (44 patients with T1 tumors and 11 patients with T2 tumors) with a median follow-up of 34.4 months (range, 4.8-49.9 months). Only 1 patient had primary tumor failure; the estimated 3-year primary tumor control rate was 97.6% (95% confidence interval [CI]: 84.3-99.7%). Three patients had recurrence within the involved lobe; the 3-year primary tumor and involved lobe (local) control rate was 90.6% (95% CI: 76.0-96.5%). Two patients experienced regional failure; the local-regional control rate was 87.2% (95% CI: 71.0-94.7%). Eleven patients experienced disseminated recurrence; the 3-year rate of disseminated failure was 22.1% (95% CI: 12.3-37.8%). The rates for disease-free survival and overall survival at 3 years were 48.3% (95% CI: 34.4-60.8%) and 55.8% (95% CI: 41.6-67.9%), respectively. The median overall survival was 48.1 months (95% CI: 29.6 months to not reached). Protocol-specified treatment-related grade 3 adverse events were reported in 7 patients (12.7%; 95% CI: 9.6-15.8%); grade 4 adverse events were reported in 2 patients (3.6%; 95% CI: 2.7-4.5%). No grade 5 adverse events were reported. The authors concluded that patients with inoperable non-small cell lung cancer who received stereotactic body radiation therapy had a survival rate of 55.8% at 3 years, high rates of local tumor control, and moderate treatment-related morbidity.

Hof et al. reported on outcomes (median follow-up 15 months) for 42 patients with stages I and II lung cancer who were not suitable for surgery and who were treated with stereotactic radiotherapy. (69) In this series, at 12 months, overall survival was 75% and disease-free survival was 70%. Better local control was noted with higher doses of radiation.

In a prospective evaluation of 185 medically inoperable patients with early (T1-T2N0M0) NSCLC treated with SBRT, Allibhai et al evaluated the influence of tumor size on outcomes. (70) Over a median follow-up of 15.2 months, tumor size (maximum gross tumor diameter) was not associated with local failure but was associated with regional failure (p=0.011) and distant failure (p=0.021). Poorer OS (p=0.001), DFS (p=9.001), and cause-specific survival (p=0.005) were also significantly associated with tumor volume more significant than diameter.

Harkenrider et al reported outcomes after SBRT for 34 patients with unbiopsied lung cancer, with estimated rates of 2-year regional control, distant control, and OS of 80%, 85%, and 85%, respectively.(71)

Section Summary

Although no comparative data are available, studies have shown that SBRT for patients with stage 1 NSCLC who are not candidates for surgical resection because of comorbid conditions or for those with early-stage disease who refuse surgery, survival rates may be comparable to surgical resection. Therefore, SBRT may be considered medically necessary in patients with stage T1 and T2a NSCLC (not larger than 5 cm in diameter) showing no nodal or distant disease.

Hepatocellular Carcinoma (HCC)

Systematic Reviews and Meta-Analyses

Meng et al conducted a systematic review and meta-analysis of transcatheter arterial chemoembolization (TACE) in combination with radiotherapy compared with TACE alone for unresectable hepatocellular carcinoma (HCC) using meta-analysis of data from the literature involving available trials. (72) Seventeen trials involving 1476 patients were identified. Five were RCTs, and 12 were non-RCTs. In terms of quality, 5 RCTs were graded B, and the 12 nonrandomized studies were graded C. Results showed that TACE plus radiotherapy significantly improved survival and tumor response over TACE alone. The authors concluded that considering the strength of the evidence, additional RCTs are needed before combination TACE and radiotherapy can be routinely recommended.

A 2012 systematic review conducted by Tao and Yang, assessed the efficacy and safety of SBRT for treating primary and secondary hepatic neoplasms. (73) The review included prospective clinical trials published in English. Fifteen studies involving 158 patients with primary tumors and 341 patients with metastases to the liver were included. Treatment was performed in 1 to 10 fractions to total doses of 18 to 60 Gy. Most studies that were included reported outcomes for patients with both primary and metastatic disease, without separating out outcome data for primary tumors only. In addition, some studies reported on outcomes for primary liver tumors including cholangiocarciomas. At Indiana University, in a phase I study, Cardenes et al treated 17 HCC patients with Child-Turcotte-Pugh (CTP) CTP-A or CTP-B, 1 to 3 lesions and cumulative tumor diameter of 6 cm or less. Patients with CTP-A were treated in 3 fractions with the dose escalated from 12 to 16 Gy. For patients with CTP-B, the dose was modified to 5 fractions starting at 8 Gy per fraction and was not escalated because 2 patients treated at 3 x 14 Gy developed grade 3 hepatic toxicity. The 1-year OS was 75%, and there were no local failures during the median 24 months of follow-up.

Building on the Phase 1 study, 36 patients with CTP-A disease were treated with 3x18 Gy, and 24 patients with CTP-B disease were treated with 5x8 Gy. With this regimen, Andolino et al reported complete response, partial response, and stable disease for 30%, 40%, and 25% of tumors, respectively. Two-year local control, PFS, and OS were 90%, 48%, and 67%, respectively, with a median PFS of 20.4 months and OS of 44.4 months.

In an attempt to extend the use of SBRT to larger lesions, Shin et al treated 6 patients with large tumors (median tumor volume, 1288 mL; range, 1008-1815 mL) with no worse than CTP-A liver disease and without extrahepatic metastases The 4 x 8–10 Gy regimen was relatively safe with only 1 case of grade 3 changes in transaminases. However, 1-year OS was only 33%, in part due to advanced disease. One-year LC and OS rates were 50% to 100% and 33% to 100%, respectively. There were 13 cases of radiation-induced liver disease and 4, grade 5; 6, grade 4; and 69, grade 3 adverse events reported.

Noncomparative Studies

Bujold et al reported on sequential Phase I and II trials of SBRT for locally advanced hepatocellular carcinoma. (74) Two trials of SBRT for patients with HCC who were considered to be unsuitable for standard locoregional therapies were conducted from 2004 to 2010. All of the patients had Child-Turcotte-Pugh class A disease. The primary endpoints were toxicity and local control at 1 year, defined as no progressive disease of irradiated HCC by RECIST (Response Evaluation Criteria in Solid Tumors). A total of 102 patients were evaluable (n=50 in trial 1, 2004 to 2007; n=52 in trial 2, 2007 to 2010). Underlying liver disease was hepatitis B in 38% of patients, hepatitis C in 38%, alcohol-related in 25%, and other in 14%, and none in 7%. Fifty-two percent received prior therapies (excluding sorafenib). TNM stage was III in 66% of patients, and 61% had multiple lesions. Median gross tumor volume was 117.0 mL (range, 1.3 to 1,913.4 mL). Tumor vascular thrombosis (TVT) was present in 55%, and 12% of patients had extrahepatic disease. Local control at one year was 87% (95% CI: 78% to 93%). Toxicity greater than or equal to grade 3 was seen in 30% of patients. In 7 patients (2 with TVT and progressive disease), death was possibly related to treatment (1.1 to 7.7 months after SBRT). Median overall survival was 17.0 months (95% CI: 10.4 to 21.3 months).

Andolino et al evaluated the safety and efficacy of SBRT for the treatment of primary HCC. (75) From 2005 to 2009, 60 patients with liver-confined HCC were treated with SBRT: 36 CTP class A and 24 CTP class B. The median number of fractions, dose per fraction, and total dose was 3, 14 Gy, and 44 Gy, respectively, for those with CTP class A cirrhosis and 5, 8 Gy and 40 Gy, respectively, for those with CTP class B. The records of all patients were reviewed, and treatment response was scored according to RECIST v1.1. Toxicity was graded according to the Common Terminology Criteria for Adverse Events v4.0. LC, time to progression (TTP), PFS, and OS were calculated according to Kaplan-Meier method. The median follow-up time was 27 months, and the median tumor diameter was 3.2 cm. The 2-year LC, PFS, and OS were 90%, 48%, and 67%, respectively, with median TTP of 47.8 months. Subsequently, 23 patients underwent transplant, with a median time to transplant of 7 months. There were no grade 3 or greater nonhematologic toxicities. Thirteen percent of patients experienced an increase in hematologic/hepatic dysfunction greater than 1 grade, and 20% experienced progression in CTP class within 3 months of treatment. The authors concluded that SBRT is a safe, effective, noninvasive option for patients with HCC of 6 cm or less and that SBRT should be considered when bridging to transplant or as definitive therapy for those ineligible for transplant.

Ibarra et al. evaluated tumor response to SBRT in a combined multicenter database. (76) Patients with advanced HCC (n=21) or intrahepatic cholangiocarcinoma (ICC, n=11) treated with SBRT from 4 academic medical centers were entered into a common database. Statistical analyses were performed for freedom from local progression (FFLP) and patient survival. The overall FFLP for advanced HCC was 63% at a median follow-up of 12.9 months. Median tumor volume decreased from 334.2 to 135 cm (3) (p<0.004). The median time to local progression was 6.3 months. The 1- and 2-year OS rates were 87% and 55%, respectively. The incidence of grade 1-2 toxicities, mostly nausea and fatigue, was 39.5%. Grade 3 and 4 toxicities were present in two and one patients, respectively.

Price et al. reported the results of a Phase 1/2 trial that evaluated the radiologic response in 26 patients with HCC who were not surgical candidates and were treated with SBRT between 2005 and 2008. (77) Eligibility criteria included solitary tumors less than or equal to 6 cm or up to 3 lesions with sum diameters less than or equal to 6 cm, and well-compensated cirrhosis. All patients had imaging before, at 1 to 3 months, and every 3 to 6 months after SBRT. Patients received 3 to 5 fractions of SBRT. Median SBRT dose was 42 Gray (Gy) (range 24-48 Gy). Median follow-up was 13 months. Per Response Evaluation Criteria in Solid Tumors (RECIST), 4 patients had a complete response (CR), 15 had a partial response (PR), and 7 achieved stable disease (SD) at 12 months. One patient with SD experienced progression marginal to the treated area. The overall best response rate (CR + PR) was 73%. In comparison, by European Association for the Study of the Liver (EASL) criteria, 18 of 26 patients had greater than or equal to 50% nonenhancement at 12 months. Thirteen of 18 demonstrated 100% nonenhancement, being greater than 50% in 5 patients. Kaplan-Meier 1- and 2-year survival estimates were 77% and 60%, respectively. SBRT is effective therapy for patients with HCC with an overall best response rate (CR + PR) of 73%.

Louis et al. evaluated the feasibility, tolerance, and toxicity of SBRT in 25 HCC patients who were not eligible for other treatment modalities. (78) All patients had liver cirrhosis with an Eastern Cooperative Oncology Group (ECOG) performance score of less than 2 and pre-treatment Child scores ranging from A5 to B9. A total dose of 45 Gy in three fractions of 15 Gy each was prescribed to the 80% isodose line (95% of the planning target volume [PTV] received 45 Gy) and delivered to the target volume over 10-12 days. Overall, the treatment was well-tolerated with two grade 3 acute toxicities and no acute grade 4 toxicities. Late toxicity was minimal; all observed late toxicities occurred within the first 6 months of follow-up. Three hepatic recurrences at a distance from the initial target were observed. The actuarial 1- and 2-year local control rate was 95% (95% CI: 69-95%). At a median overall follow-up of 12.7 months (range, 1-24 months), 6 of the 25 (24%) patients have died. Overall actuarial survival at 1 and 2 years was 79% (95% CI: 52-92%) and 52% (95% CI: 19-78%), respectively.

Kwon et al. evaluated the long-term effect of SBRT for primary HCC in 42 patients ineligible for local ablation therapy or surgical resection. (79) Median tumor volume was 15.4 cc (3.0-81.8), and the median follow-up duration was 28.7 months (8.4-49.1). Complete response (CR) for the in-field lesion was initially achieved in 59.6% and partial response (PR) in 26.2% of patients. Hepatic out-of-field progression occurred in 18 patients (42.9%) and distant metastasis developed in 12 (28.6%) patients. Overall 1-year and 3-year survival rates were 92.9% and 58.6%, respectively. In-field progression-free survival (PFS) at 1 and 3 years was 72.0% and 67.5%, respectively. Patients with smaller tumors had better in-field PFS and overall survival (OS) rates (<32 cc vs. ≥32 cc, p<0.05). No major toxicity was encountered, but one patient died with extrahepatic metastasis and radiation-induced hepatic failure.

Yoon et al reported outcomes for 93 patients with primary nonmetastatic HCC treated with SBRT at a single institution. (80) The median follow-up was 25.6 months. OS at 1 and 3 years was 86% and 53.8%, respectively. The main cause of treatment failure was intrahepatic (ie, out-of-field) metastases. At 1 and 3 years, LC rates were 94.8% and 92.1%, respectively, and distant metastasis-free survival rates were 87.9% and 72.2%, respectively. However, intrahepatic recurrence-free survival rates at 1 and 3 years were 51.9% and 32.4%, respectively.

Jung et al reported rates of radiation-induced liver disease in patients with HCC treated with SBRT for small (<6 cm), nonmetastatic HCC that was not amenable to surgery or percutaneous ablative therapy. (81) Ninety-two patients were included, 17 of whom (18.5%) developed grade 2 or worse radiation-induced liver disease within 3 months of SBRT. In multivariable analysis, Child-Pugh class was the only significant predictor of radiation-induced liver injury. The 1- and 3-year survival rates were 86.9% and 54.4% respectively; with the median survival of 53.6 months. The presence of radiation-induced liver disease was not associated with survival.

Section Summary

Studies on the use of SBRT for HCC have consisted of heterogeneous treatment schedules, treatment planning techniques and patient populations. The optimal dose and fractionation scheme are unknown. Although promising LC rates of 71% to 100% have been reported, it is not clear how SBRT should be used considering the use of established treatment modalities, including systemic therapy, radiofrequency ablation (RFA), and chemoembolization. Therefore, the use of SBRT for HCC is considered investigational

Prostate Cancer

Nonrandomized Comparative Studies

Katz and colleagues compared quality of life (QOL) after either radical prostatectomy (n=123) or SBRT (n=216) in patients with early-stage prostate cancer. (82) QOL was assessed using the Expanded Prostate Cancer Index Composite (EPIC), addressing urinary, sexual and bowel function. The EPIC data from the SBRT group was compared to the surgery group at baseline, 3 weeks, 5, 11, 24 and 36 months (SBRT group) and baseline, 1, 6, 12, 24, and 36 months (surgery group). The largest differences in QOL occurred 1-6 months after treatment, with larger declines in urinary and sexual QOL occurring in the surgery group, but a larger decline in bowel QOL after SBRT. The long-term urinary and sexual QOL declines remained clinically significantly lower for the patients who underwent prostatectomy but not for the SBRT patients.

In 2014, Yu et al compared toxicities after treatment with either SBRT (N=1335) or IMRT (N=2670) as primary treatment for prostate cancer, using claims data for Medicare beneficiaries. (83) The authors identified early stage prostate cancer patients aged 66 to 94 years treated from January 2008 to June 2011 who received either IMRT (N=53,841) or SBRT (N=1335) as primary treatment. SBRT patients were matched in a 2:1 manner based on potential confounders. SBRT was associated with higher rates of genitourinary (GU) toxicity. By 6 months after treatment initiation, 15.6% of SBRT patients had a claim indicative of treatment-related GU toxicity versus 12.6% of IMRT patients (odd ratio [OR]=1.29; 95% CI, 1.05 to 1.53; p=0.009). By 12 months posttreatment, 27.1% of SBRT versus 23.2% of IMRT patients had a claim indicative of GU toxicity (OR=1.23; 95% CI, 1.03 to 1.43; p=0.01), and by 24 months after treatment initiation, 43.9% of SBRT versus 36.3% of IMRT patients had a claim indicative of GU toxicity (OR=1.38;95% CI, 1.12 to 1.63; p=0.001). At 6 months posttreatment, there was increased gastrointestinal (GI) toxicity for patients treated with SBRT, with 5.8% of SBRT patients having had a claim indicative of GI toxicity versus 4.1% of IMRT patients (OR=1.42; 95% CI, 1.00 to 1.85; p=0.02), but at 12 and 24 months posttreatment, there were no significant differences in GI toxicity between groups.

Noncomparative Studies

Multiple cohort studies report outcomes for patients treated with a standard dose of SRS, or for groups of patients treated with SRS at escalating doses.

McBride et al. reported on a multi-institutional experience with SBRT for early-stage, low-risk prostate adenocarcinoma. (84) A total of 4 centers and 45 patients were enrolled in a Phase 1, multi-institutional trial. Thirty-four patients received 7.5 grays (Gy) delivered in 5 fractions, 9 patients received 7.25 Gy delivered in 5 fractions, and 2 patients received other regimens. The variables evaluated were biochemical progression-free survival (bPFS), prostate-specific antigen (PSA) bounce, and toxicities. Health-related quality of life was evaluated using the Sexual Health Inventory for Men (SHIM), American Urological Association (AUA), and Expanded Prostate Cancer Index Composite (EPIC) questionnaires. The median follow-up for surviving patients was 44.5 months (range 0-62 months). The bPFS rate at 3 years was 97.7%. The median PSA declined from 4.9 ng/mL at diagnosis to 0.2 ng/mL at last follow-up, and the median percentage PSA decline at 12 months was 80%. Nine patients experienced at least 1 PSA bounce ≥0.4 ng/mL, and 4 patients experienced 2 PSA bounces. The median time to first PSA bounce was 11.6 months (range 7.2-18.2 months), and the mean percentage PSA bounce was 1.07 ng/mL. There was 1 episode of late grade 3 urinary obstruction, and there were 2 episodes of late-grade 3 proctitis. There was a significant late decline in SHIM and EPIC sexual scores and a small, late decline in the EPIC Bowel domain score.

Boike et al. evaluated the tolerability of escalating doses of SBRT in the treatment of localized prostate cancer. (85) Eligible patients included those with Gleason score 2 to 6 with prostate-specific antigen (PSA) ≤20, Gleason score 7 with PSA ≤15, ≤T2b, prostate size ≤60 cm3, and American Urological Association (AUA) score ≤15. Dose-limiting toxicity was defined as grade 3 or worse gastrointestinal (GI)/genitourinary (GU) toxicity by Common Terminology Criteria of Adverse Events (version 3). Patients completed quality-of-life questionnaires at defined intervals. Groups of 15 patients received 45 Gy, 47.5 Gy, and 50 Gy in 5 fractions (45 total patients). The median follow-up is 30 months (range, 3 to 36 months), 18 months (range 0 to 30 months), and 12 months (range 3 to 18 months) for the 45 Gy, 47.5 Gy, and 50 Gy groups, respectively. For all patients, GI grade ≥2 and grade ≥3 toxicity occurred in 18% and 2%, respectively, and GU grade ≥2 and grade ≥3 toxicity occurred in 31% and 4%, respectively. Mean AUA scores increased significantly from baseline in the 47.5-Gy dose level (P=0.002), as compared with the other dose levels, where mean values returned to baseline. Rectal quality-of-life scores (Expanded Prostate Cancer Index Composite) fell from baseline up to 12 months but trended back at 18 months. In all patients, PSA control was 100% by the nadir + 2 ng/mL failure definition.

Freeman and King presented the outcomes for low-risk prostate cancer patients with a median follow-up of 5 years after SBRT. (86) Between 2003 and 2005, a pooled cohort of 41 consecutive patients from 2 institutions received SBRT for clinically localized, low-risk prostate cancer. Prescribed dose was 35-36.25 Gy in 5 fractions. No patient received hormone therapy. Kaplan-Meier biochemical progression-free survival (defined using the Phoenix method) and Radiation Therapy Oncology Group (RTOG)-toxicity outcomes were assessed. At a median follow-up of 5 years, the biochemical progression-free survival was 93% (95% CI: 84.7% to 100%). Acute side effects resolved within 1-3 months of treatment completion. There were no grade 4 toxicities. No late grade 3 rectal toxicity occurred, and only one late grade 3 genitourinary toxicity occurred following repeated urologic instrumentation.

Jabbari et al. reported PSA nadir and acute and late toxicities with SBRT as monotherapy and post-external -beam radiation therapy (EBRT) boost for prostate cancer using high-dose rate (HDR) brachytherapy fractionation. (87) Thirty-eight patients had been treated with SBRT with a minimum follow-up of 12 months. Twenty of 38 patients were treated with SBRT monotherapy (9.5 Gy × 4 fractions), and 18 were treated with SBRT boost (9.5 Gy × 2 fractions) post-EBRT and androgen deprivation therapy. PSA nadir to date for 44 HDR brachytherapy boost patients with disease characteristics similar to the SBRT boost cohort was also analyzed as a descriptive comparison.SBRT was well-tolerated. With a median follow-up of 18.3 months (range 12.6-43.5), 42% and 11% of patients had acute Grade 2 gastrourinary and gastrointestinal toxicity, respectively, with no Grade 3 or higher acute toxicity to date. Two patients experienced late Grade 3 GU toxicity. All patients are without evidence of biochemical or clinical progression to date, and favorably low PSA nadirs have been observed with a current median PSA nadir of 0.35 ng/mL (range <0.01-2.1) for all patients (0.47 ng/mL, range 0.2-2.1 for the monotherapy cohort; 0.10 ng/mL, range, 0.01-0.5 for the boost cohort). With a median follow-up of 48.6 months (range 16.4-87.8), the comparable HDR brachytherapy boost cohort has achieved a median PSA nadir of 0.09 ng/mL (range 0.0-3.3). The authors concluded that early results with SBRT monotherapy and post-EBRT boost for prostate cancer demonstrated acceptable PSA response and minimal toxicity; PSA nadir with SBRT boost appeared comparable to those achieved with HDR brachytherapy boost.

King et al. reported the long-term outcomes of a Phase II prospective trial of SBRT for low-risk, biopsy-proven newly diagnosed prostate cancer in 67 patients enrolled between 2003 and 2009. (88) Low-risk was defined as a prebiopsy prostate specific antigen (PSA) of 10 ng/mL or less, a biopsy Gleason grade of 3+3 or 3+4, and a clinical stage T1c or T2a/b. Median patient age was 66 years. Treatment consisted of 36.25 Gy in 5 fractions using SBRT with CyberKnife. Patients who had received prior therapy (e.g. hormonal therapy) were excluded. The endpoints were early and late bladder and rectal toxicities, which were patient self-reported and graded on the Radiation Therapy Oncology Group (RTOG) scale. At baseline, 92% of patients reported no urinary issues and 8% had minor issues. Baseline function for the bowel was 89% with no issues and 11% with minor issues. Median follow-up was 2.7 years (25th-75th percentile, 1.8-4.5 years, maximum 5.9 years). There were no grade 4 toxicities. RTOG grade 1, 2 and 3 bladder toxicities were seen in 23%, 5% and 3% of patients, respectively. The grade 3 toxicities were attributed to dysuria exacerbated by urologic instrumentation. Grade 1, 2 and 3 rectal toxicities were seen in 12.5%, 2% and 0% of patients, respectively. There were 2 PSA, biopsy-proven failures with negative metastatic work-up. The 4-year PSA relapse-free survival was 94% (95% confidence interval [CI]: 85-102%). The authors concluded that significant bladder and rectal toxicities from SBRT for prostate cancer were infrequent.

A separate publication from the same Phase II trial outlined above reported sexual function in a subset of patients. (89) A literature review for other radiation modalities assessed by patient self-reported questionnaires served as historical comparison. Using the Expanded Prostate Cancer Index Composite (EPIC)-validated quality-of-life questionnaire, the sexual function of 32 consecutive patients were analyzed at median times of 4, 12, 20 and 50 months after treatment. The median follow-up was 35.5 months (range 12-62 months). The authors concluded that the rates of erectile dysfunction after treatment of prostate cancer with SBRT were comparable to those reported for other modalities of radiotherapy.

Katz et al. (90) performed SBRT on 304 patients with clinically localized prostate cancer (211 with high-risk disease, 81 with intermediate-risk and 12 with low-risk disease): Fifty received 5 fractions of 7 Gy (total dose 35 Gy) and 254 received 5 fractions of 7.25 Gy (total dose 36.25 Gy). At a median 30-month (range 26-37 months) follow-up, there were no biochemical failures for the 35-Gy dose level. Acute grade II urinary and rectal toxicities occurred in 4% of patients with no higher grade acute toxicities. At a median 17-month (range: 8-27 months) follow-up, the 36.25-Gy dose level had 2 low- and 2 high-risk patients fail biochemically (biopsy showed 2 low- and 1 high-risk patients were disease-free in the gland). Acute grade II urinary and rectal toxicities occurred in 4.7% and 3.6% of patients, respectively. The authors concluded that the low toxicity was encouraging and that additional follow-up is needed to determine long-term biochemical control and maintenance of low toxicity.

At 6 year follow-up, (91) late urinary grade II complications were seen in 4% of patients treated with 35 Gy and 9% of patients treated with 36.25 Gy. Five late grade III urinary toxicities occurred in patients treated with 36.25 Gy. Late grade II rectal complications were seen in 2% and 5% of patients treated with 35 Gy and 36.25 Gy, respectively. Initially, bowel and urinary QOL scores decreased but returned to baseline levels. There was an overall 20% decrease in the sexual QOL score. For patients who were potent prior to SBRT, 75% remained potent. Actuarial 5-year biochemical recurrence-free survival was 97% for patients with low-risk disease, 90.7% for those with intermediate risk, and 74.1% for high-risk patients.

Bolzicco et al. reported outcomes from 100 patients treated with SBRT for localized prostate cancer, 41 of whom were low risk (PSA ≤10 ng/mL or Gleason score ≤6; or tumor category T1c-T2a), 42 were intermediate risk (PSA 10-20 ng/mL or Gleason score 7 or tumor category T2c), and 17 were high risk (PSA >20 ng/mL or Gleason score >7 or 2 median risk factors). (92) Twenty-seven patients received androgen deprivation therapy at the discretion of their treating urologist. Sixty-two patients had acute toxicity (within the first 1-2 weeks after treatment): 34% had grade 1 and 12% grade 2 urinary toxicity; 27% had grade 1 and 18% grade 2 GI toxicity. Late urinary toxicity, primarily urgency and frequency (at 6 months or later posttreatment) occurred in 8% of the patients: 4% grade 1, 3% grade 2 and 1% grade 3. The 3-year bPFS rate was 94.4% (95% CI, 85.3% to 97.9%).

Other noncomparative studies have reported on specific outcomes after SBRT for prostate cancer, including rates of patient-reported urinary incontinence (93) and rectal tolerance (94) and health-related QOL outcomes.95

Section Summary

Data on the use of SBRT in prostate cancer consists primarily of single-arm assessments of acute and late toxicity and early PSA outcome data retrospectively compared with historical controls. Studies have shown promising initial results on the use of SBRT in prostate cancer with seemingly low toxicity rates. One comparative study of IMRT versus SBRT from 2014 suggested higher GI and GU complication rates after SBRT; while this study had a large number of patients and attempted to control for bias using matching on observed variables, it is subject to the limitation of deriving outcome measures from claims data. Longer term follow-up is needed to assess the effect on long-term toxicities, cancer control, and patient survival. At least 2 ongoing randomized trials are comparing SBRT with accepted standard therapy. Therefore, the use of SBRT for prostate cancer is considered investigational.

Pancreatic Cancer

Goyal et al. reported outcomes with SBRT in patients with pancreatic adenocarcinoma who were found not to be candidates for surgical resection. (96) A prospective database of the first 20 consecutive patients receiving SBRT for unresectable pancreatic adenocarcinomas and a neuroendocrine tumor was reviewed. Mean radiation dose was 25 Gray (Gy) (range 22-30 Gy) delivered over 1-3 fractions. Chemotherapy was given to 68% of patients in various schedules/timing. Patients had a mean gross tumor volume of 57.2 cm3 (range 10.1-118 cm3) before SBRT. The mean total gross tumor volume reduction at 3 and 6 months after SBRT were 21% and 38%, respectively (p<0.05). Median follow-up was 14.57 months (range 5-23 months). The overall rate of freedom from local progression at 6 and 12 months were 88% and 65% respectively. The probability of overall survival at 6 and 12 months were 89% and 56%, respectively. No patient had a complication related to fiducial markers placement regardless of modality. The rate of radiation-induced adverse events was: grade 1-2 (11%) and grade 3 (16%). There were no grade 4/5 adverse events seen.

Rwigema et al. assessed the feasibility and safety of SBRT in patients with advanced pancreatic adenocarcinoma. (97) The outcomes of 71 patients treated with SBRT for pancreatic cancer between 2004 and 2009 were reviewed. Forty patients (56%) had locally unresectable disease, 11 patients (16%) had local recurrence following surgical resection, 8 patients (11%) had metastatic disease, and 12 patients (17%) received adjuvant SBRT for positive margins. The median dose was 24 Gy (18-25 Gy), given in a single-fraction SBRT (n=67) or fractionated SBRT (n=4). Kaplan-Meyer survival analyses were used to estimate freedom from local progression (FFLP) and overall survival (OS) rates. The median follow-up among surviving patients was 12.7 months (4-26 months). The median tumor volume was 17 mL (5.1-249 mL). The overall FFLP rates at 6 months/1 year were 71.7%/48.5%, respectively. Among those with macroscopic disease, FFLP was achieved in 77.3% of patients with tumor size less than 15 mL (n=22), and 59.5% for tumor size greater than or equal to15 mL (n=37) (p=0.02). FFLP was achieved in 73% following 24 to 25 Gy, and 45% with 18 to 22 Gy (p=0.004). The median OS was 10.3 months, with 6 month/1 year OS rates of 65.3%/41%, respectively. Grade 1-2 acute and late GI toxicity were seen in 39.5% of patients. Three patients experienced acute grade 3 toxicities. SBRT is feasible, with minimal grade ≥3 toxicity. The overall FFLP rate for all patients was 64.8%, comparable to rates with external-beam radiotherapy (EBRT).

Chang et al. reported on the local control and toxicity of SBRT for patients with unresectable pancreatic adenocarcinoma. (37) Seventy-seven patients with unresectable adenocarcinoma of the pancreas received 25 gray (Gy) in 1 fraction. Forty-five patients (58%) had locally advanced disease, 11 patients (14%) had medically inoperable disease, 15 patients (19%) had metastatic disease, and 6 patients (8%) had locally recurrent disease. Nine patients (12%) had received prior chemoradiotherapy. Sixteen patients (21%) received between 45 to 54 Gy of fractionated radiotherapy and SBRT. Various gemcitabine-based chemotherapy regimens were received by 74 patients (96%), but 3 patients (4%) did not receive chemotherapy until they had distant failure. The median follow-up was 6 months (range 3-31 months) and, among surviving patients, it was 12 months (range 3-31 months). The overall rates of freedom from local progression (FFLP) at 6 months and 12 months were 91% and 84%, respectively. The 6- and 12-month isolated local recurrence rates were 5% and 5%, respectively. There was no difference in the 12-month FFLP rate based on tumor location (head/uncinate, 91% vs. body/tail, 86%; p=0.52). The progression-free survival (PFS) rates at 6 months and 12 months were 26% and 9%, respectively. The PFS rate at 6 months was superior for patients who had nonmetastatic disease versus patients who had metastatic disease (28% vs. 15%; p=0.05). The overall survival (OS) rates at 6 months and 12 months from SBRT were 56% and 21%, respectively. Four patients (5%) experienced grade 2 or greater acute toxicity. Three patients (4%) experienced grade 2 late toxicity, and 7 patients (9%) experienced grade 3 or greater late toxicity. At 6 months and 12 months, the rates of grade 2 or greater late toxicity were 11% and 25%, respectively.

Section Summary

Combined chemoradiotherapy plays a significant role in the treatment of locally advanced pancreatic cancer. The role of SBRT as a radiation technique for pancreatic tumors has not been established, and it is not clear which patients would most likely benefit. Although studies have shown promising local control rates, there have been no significant changes in patient survival compared to historical data, and some studies have shown unacceptable toxicity and questionable palliative effect. Therefore, the use of SBRT for pancreatic cancer is considered investigational.

Renal Cell Carcinoma

A 2012 systematic review on the use of stereotactic radiotherapy for primary renal cell carcinoma (RCC) identified a total of 126 patients worldwide who had been treated using this modality. (98) A systematic search performed in January 2012 identified 7 retrospective studies and 3 prospective studies that used a wide range of techniques, doses and dose fractionation schedules. Median or mean follow-up ranged from 9 months to 57.5 months. LC was reported as 93.9% (range, 84%-100%) and the rate of severe grade 3 or higher adverse events was 3.8% (range, 0%-19%). The conclusions of the systematic review were that the current literature suggests that stereotactic radiotherapy for RCC can be delivered with good rates of LC and acceptable toxicity but that there is insufficient evidence to recommend a consensus for dose fractionation or technique, and there is a need for further prospective studies.

Beitler et al reported outcomes in 9 patients with nonmetastatic RCC, 2 of whom had bilateral RCCs. (99) Patients were treated definitively with 40 Gy in 5 fractions using SBRT. With a median follow-up of 26.7 months, 4 of the 9 patients were alive. The survivors had a minimum follow-up of 48 months. At presentation, all 4 of the survivors had tumors of 3.4 cm or less in largest dimension, had clinically negative lymph nodes, and presented no clinical evidence of penetration of Gerota fascia or renal vein extension.

Ranck et al. reported outcomes for 18 patients with RCC with limited metastases who were treated with SBRT. (100) For patients with 5 or fewer metastatic lesions, all lesions were treated; in patients with greater than 5 lesions, rapidly-growing lesions or those close to vital organs were treated. In all, 39 metastatic lesions were treated, with a median of 2 lesions per patient. The 2-year lesion-control rate was reported as 91.4% in the 12 patients who underwent treatment for all metastases, over a median follow-up of 21.3 months. However, in these patients, 2-year freedom from new metastases was 35.7%. OS was 85% at 2 years. No patients who underwent treatment at all lesion sites died.

Section Summary

The literature on the use of SBRT for RCC consists of very small case series, which generally report high rates of LC. However, little evidence about the impact on patient outcomes can be derived from these data, nor any comparison made between this treatment modality and more established treatment modalities for RCC. Therefore, the use of SBRT for kidney cancer is considered investigational.

Oligometastases

The 2012 and 2013 reviews on the use of SBRT for oligometastases summarize the data on local tumor control, and in a limited subset of patients, survival, for various anatomic sites. (1,2,101)

A 2012 long-term follow-up of a prospective study was reported on oligometastases treated with SBRT. (102) The authors prospectively analyzed the long-term survival, tumor control outcomes, and freedom from widespread distant metastases (FFDM) after SBRT in 121 patients with 5 or fewer clinically detectable metastases, from any primary site, metastatic to 1 to 3 organ sites, and treated with SBRT. For patients with breast cancer, the median follow-up was 4.5 years (7.1 years for 16/39 patients alive at the last follow-up visit). The 2-year OS, FFDM and LC rate was 74%, 52%, and 87%, respectively. Six-year OS, FFDM, and LC rate were 47%, 36%, and 87%, respectively. From the multivariate analyses, the variables of bone metastases (p=0.057) and 1 versus more than 1 metastasis (p=0.055) were associated with a 4-fold and 3-fold reduced hazard of death, respectively. None of the 17 bone lesions that were from breast cancer recurred after SBRT versus 10 of 68 lesions from other organs that recurred (p=0.095). For patients with postbreast cancers, the median follow-up was 1.7 years (7.3 years for 7 of 82 patients alive at the last follow-up visit). Two-year OS, FFDM, and LC rate were 39%, 28%, and 74%, respectively, and 6-year OS, FFDM, and LC rate were 9%, 13%, and 65%, respectively. For nonbreast cancers, a greater SBRT target volume was significantly adverse for OS (p=0.012) and lesion LC (p<0.001). Patients, whose metastatic lesions demonstrated radiographic progression after systemic therapy but before SBRT, experienced significantly worse OS compared with patients with stable or regressing disease. The authors conclude that select patients with limited metastases treated with SBRT are long-term survivors.

Lung Oligometastases

For isolated or a few lung metastases (including <3 or <5, according to different selection criteria), the LC probability at 1 year has been reported in the range of 70% to 100%. (1) In most series, the most common clinical presentation is a single-lung metastasis. It is difficult to accurately evaluate survival estimates and clinical outcomes using SBRT for lung metastases due to an absence of randomized trials and because most Phase 1 and 2 trials included heterogeneous patient populations. (1)

It is also difficult to compare OS data from SBRT with that of historical surgical metastasectomy series, mainly because of the different clinical characteristics of the patients, as most patients referred for SBRT are felt to be inoperable due to medical comorbidities that affect OS outcomes.1 Data from the International Registry of Lung Metastases reported OS of 70% at 2 years and 36% at 5 years in patients with a single metastasis who underwent surgical metastasectomy. (103)

A systematic review by Siva et al. on the use of SBRT for pulmonary oligometastases estimated from the largest studies included in the review a 2-year weighted OS rate of 54.5%, (104) ranging from higher rates in a study by Norisha et al of 84% (105) to lower rates, such as 39%, reported from a multi-institutional trial. (106)

Since publication of the Siva et al. systematic review, Osti et al. reported outcomes from a prospective cohort study of SBRT for lung oligometastases. (107) Sixty-six patients with lung oligometastases were included, most (61%) with a single pulmonary nodule. For the primary end point of LC, over a median follow-up of 14 months, LC at 1 year and 2 years was 89.1% and 82.1%, respectively. OS at 1 and 2 years was 76.4% and 31.2%, respectively, while PFS at 1 and 2 years was 53.9% and 22%, respectively. Two cases of grade 3 toxicity (pneumonitis) occurred.

Liver Oligometastases

The liver is the most common site of metastatic spread of colorectal cancer (CRC). Data show that surgical resection of limited liver metastases can result in long-term survival in select patients. However, only 10% to 20% of patients with metastatic CRC to the liver are surgical candidates. In patients who are not considered to be candidates for surgery, a variety of locally ablative techniques have been developed, the most common of which are RFA and transarterial chemoembolization. Retrospective analyses of RFA for liver metastases from CRC have shown wide variability in 5-year OS rates, ranging from 14% to 55%. (1)

Retrospective series on the use of SBRT has reported LC rates ranging from 57% to 100%. (1)

Prospective studies have reported 1-year OS rates ranging from 61% to 85% and 2-year OS rates ranging from 30% to 62%.(1)

One of the larger series that was reported by Chang et al. studied outcomes of SBRT for colorectal liver metastases in a pooled patient cohort from 3 institutions with colorectal liver metastases. (108) Patients were included if they had 1 to 4 lesions, received 1 to 6 fractions of SBRT, and had radiologic imaging 3 months or more posttreatment. Sixty-five patients with 102 lesions treated from 2003 to 2009 were retrospectively analyzed. Forty-seven (72%) patients had 1 or more chemotherapy regimens before stereotactic body radiotherapy, and 27 (42%) patients had 2 or more regimens. The median follow-up was 1.2 years (range, 0.3-5.2 years). The median dose was 42 Gy (range, 22-60 Gy). One- and 2-year LC rates were 67% and 55%, respectively. One- and 2-year OS rates were 72% and 38%, respectively.

These studies have had relatively short follow-up times, typically less than 18 months. They are also limited by relatively small numbers of patients in the studies and differences in the systemic therapies administered, which may have affected treatment outcomes.

Adrenal Gland Oligometastases

The most frequent primary tumor that metastasizes to the adrenal glands is NSCLC. Longer OS times have been reported with resection of clinically isolated adrenal metastases when compared with nonsurgical therapy, which has included locally ablative techniques, embolization and EBRT. Few studies on the use of SBRT in adrenal metastases have been published. LC rates at 1 year ranging from 55% to 90% have been reported, and 1-year OS rates ranging from 40% to 56% and 2-year OS ranging from 14% to 33%.(1)

Scorsetti et al. described the feasibility, tolerability and clinical outcomes of SBRT in the treatment of adrenal metastases in consecutive cancer patients. (109) Between 2004 and 2010, a total of 34 patients, accounting for 36 adrenal metastatic lesions, were treated with SBRT. All 34 patients were clinically and radiologically evaluated during and after completion of SBRT. The following outcomes were taken into account: best clinical response at any time, LC, time-to-systemic progression, time-to-local progression, OS and toxicity. The Kaplan-Meier method was used to estimate survival and factors that could potentially affect outcomes were analyzed with Cox regression analysis. No cases of grade 3 or greater toxicity were recorded. At a median follow-up of 41 months (range, 12-75 months), 22 patients were alive. Eleven percent of lesions showed CR, 46% PR, 36% SD, and 7% progressed in the treated area. Local failure was observed in 13 cases and actuarial local control rates at 1 and 2 years were 66% and 32%, respectively. Median time-to-local progression was 19 months and median survival was 22 months.

Holy et al. presented initial institutional experiences with SBRT for adrenal gland metastases. (110) Between 2002 and 2009, 18 patients with NSCLC and adrenal metastases received SBRT for the metastatic disease. Metastases were isolated in 13 patients and multiple in 5 patients. A median PFS time of 4.2 months was seen in the entire patient group, with an increased PFS of 12 months in the 13 patients with isolated metastasis. After a median follow-up of 21 months, 77% of the patients with isolated adrenal metastasis achieved LC. In these patients, median OS was 23 months.

Casamassima et al. retrospectively evaluated a single-institution’s outcomes after hypofractionated SBRT for adrenal metastases. (111) Between 2002 and 2009, 48 patients were treated with SBRT for adrenal metastases. Eight patients were treated with single-fraction SBRT and 40 patients with multifraction. Median follow-up was 16.2 months (range, 3-63 months). At time of analysis, 20 patients were alive and 28 patients were dead. One- and 2-year actuarial OS rates were 39.7% and 14.5%, respectively. The median interval to local failure was 4.9 months. The actuarial 1-year disease control rate was 9%; the actuarial 1- and 2-year LC rates were both 90%.

Chawla et al. investigated the dosimetry and outcomes of patients undergoing SBRT for metastases to the adrenal glands. (112) A retrospective review of 30 patients who had undergone SBRT for adrenal metastases from various primary sites, including lung (n=20), liver (n=3), breast (n=3), melanoma (n=1), pancreas (n=1), head and neck (n=1), and unknown primary (n=1) was performed. Of the 30 patients, 14 with 5 or fewer metastatic lesions (including adrenal) underwent SBRT, with the intent of controlling all known sites of metastatic disease. Sixteen patients underwent SBRT for palliation or prophylactic palliation of bulky adrenal metastases. Twenty-four patients had more than 3 months of follow-up with serial computed tomography. Of these 24 patients, 1 achieved CR, 15 achieved PR, 4 had SD, and 4 developed progressive disease. No patients developed symptomatic progression of their adrenal metastases. LC was poor, and most patients developed widespread metastases shortly after treatment, with 1-year survival, LC, and distant control rates of 44%, 55%, and 13%, respectively. No patient developed grade 2 or greater toxicity.

Ahmed et al. reported outcomes from a single-center’s experience with SBRT for treatment of metastases to the adrenal glands. (113) Thirteen patients were included, most with lung primary tumors (n=9), with the remainder having kidney (n=2), skin (n=2), bladder (n=1), colon (n=1), and liver (n=1) as primary sites. Eleven patients (84.6%) had received prior chemotherapy since being diagnosed with metastatic disease, and 1 patient had undergone previous SBRT to bilateral psoas muscle metastases before adrenal SBRT.

At the time of analysis, 8 of13 patients were alive. The median follow-up time for living patients was 12.3 months (range, 3.1-18 months). Median survival for the 5 patients who died was 6.9 months (range, 2.1-15.2 months). Of the 12 patients who had evaluation for LC and distant control, 11 (91.6%) had some local response to therapy, but distant failure occurred in 6 patients at a median of 2.5 months posttreatment, leading to a 1-year distant control estimate of 55%. In exploratory analysis, there was no difference between lung primary tumor and other primary tumor sites in terms of OS or distant control. Acute toxicity included grade 2 nausea in 2 patients, grade 2 abdominal pain in 1 patient, grade 1 fatigue in 5 patients, and grade 1 diarrhea in 1 patient.

Bone Oligometastases

Napieralska et al. reported a series 48 cases of prostate cancer bone metastases (in 32 patients) treated with SBRT primarily for pain control. (114) The size of the treated lesions ranged from 0.7 to 5.5 cm (mean, 3 dimension), and 31 (65%) of the treated metastases were located in the spine. At 3-month follow-up, 17 patients had complete pain relief, 2 had partial pain relief, and 2 had no pain reduction. At the end of the follow-up period, complete pain relief was observed in 28 patients and partial pain relief in 16 patients.

Section Summary

The evidence related to the use of SBRT for the management of oligometastases to multiple sites, including the lungs, liver, adrenal glands, and bones (other than spine) consists of relatively small, noncomparative studies. For liver metastases, systemic therapy is most frequently the preferred therapy for patients with liver metastases, but surgical excision or local tumor ablation strategies are often considered for patients with limited disease. The role of SBRT in metastases to the liver is not clear. The optimal dose and fractionation is not known, nor is there consensus on the maximum size or number of lesions suitable to SBRT. The literature on the use of SBRT in liver metastases is limited by the small numbers of patients in the studies, retrospective analyses, and the inclusion of mixed tumor types in the LC and survival analyses. Therefore, the use of SBRT for hepatic metastases is considered investigational.

The evidence related to the use of SBRT for oligometastases to other locations, including the lungs, adrenal glands, and nonspinal bones is subject to similar limitations.

Ongoing and Unpublished Clinical Trials

An online search of ClinicalTrials.gov in August 2014 identified 264 open interventional trials related to SRS or SRBT, many of which are noncomparative early stage studies. A number of RCTs were identified that address the use of SRS and SRBT, which are outlined in Table 1 and 2, respectively.

Table 1. Ongoing Randomized Trials of Stereotactic Radiosurgery

Title

Phase

Enrollmenta

Completion Date

Central nervous system neoplasms

Acoustic neuroma (vestibular schwannoma)

Cyberknife Radiosurgery for Patients With Neurinomas (ACOUNEU) (NCT02055859)

3

102

Nov. 2015

Brain metastases

Resection Bed Post-Surgical Stereotactic Radiosurgery (SRS) (NCT00950001)

3

132

Aug. 2016

Stereotactic Radiotherapy of Resection Cavity For Single Brain Metastasis Versus Whole-Brain Radiotherapy After Resection (NCT01535209)

3

100

Dec. 2014

A Prospective Phase III Randomized Trial to Compare Stereotactic Radiosurgery Versus Whole Brain Radiation Therapy for >/= 4 Newly Diagnosed Non-Melanoma Brain Metastases (NCT01592968)

3

100

Aug. 2016

Stereotactic Radiosurgery or Whole-Brain Radiation Therapy in Treating Patients With Brain Metastases That Have Been Removed by Surgery (NCT01372774)

3

192

Mar. 2014b

A Trial of Postoperative Whole Brain Radiation Therapy vs. Salvage Stereotactic Radiosurgery Therapy for Metastasis (NCT00280475)

3

270

Jan. 2013 b

A Prospective Randomized Phase III Trial to Compare Local Control and

3

80

Aug. 2016

Neurocognitive Preservation After Initial Treatment With Stereotactic Radiosurgery (SRS) Versus Whole Brain Radiation Therapy (WBRT) for Patients With >3 Brain Metastases From Melanoma (NCT01644591)

     

Stereotactic Radiation Therapy With or Without Whole-Brain Radiation Therapy in Treating Patients With Brain Metastases (NCT00377156)

3

238

Jul. 2014

Neurocognitive Outcomes In Patients Treated With Radiotherapy For Five Or More Brain Metastases (NAGKC 12-01) (NCT01731704)

120

Dec. 2018

 

Whole Brain Radiotherapy Following Local Treatment of Intracranial Metastases of Melanoma (WBRTMel) (NCT01503827)

3

200

Jun. 2016

Hippocampal Sparing Whole Brain Radiotherapy vs Conventional Whole Brain Radiotherapy in Patients With Brain Metastases (HIPPO) (NCT02147028)

2

84

Dec. 2019

Vemurafenib Combined With Whole Brain Radiation Therapy or Radiosurgery in Patients With BRAF Mutation-Positive Melanoma and Brain Metastases (NCT02145910)

1

36

Jun. 2019

Glioma

     

Hypofractionated Stereotactic Radiotherapy in Recurrent Glioblastoma Multiforme (GBM Hypo RT) (NCT01464177)

2

40

Oct. 2015

Phase I/II Randomized Prospective Trial for Newly Diagnosed GBM, With Upfront Gross Total Resection, Gliadel®, Followed by Temodar® With Concurrent IMRT Versus GK (NCT02085304)

1/2

80

Dec. 2016

a Expected.

b No results posted.

Table 2. Ongoing Randomized Trials of Stereotactic Body Radiotherapy

Title

Phase

Enrollmenta

Completion Date

Non-small-cell lung cancer

Stereotactic Body Radiotherapy (SBRT) Versus Stereotactic Body Proton Therapy (SBPT) (NCT01511081)

2

120

Aug. 2016

Stereotactic Body Radiotherapy Versus Conventional Radiotherapy in Medically-Inoperable Non-Small Lung Cancer Patients (LUSTRE) (NCT01968941)

3

324

Apr. 2019

Stereotactic Body Radiotherapy (SBRT) Versus Sublobar Resection for High-Risk Patients With Early Stage Non-Small Lung Cancer (NSCLC) (NCT01622621)

2

96

Mar. 2020

Maintenance Chemotherapy Versus Consolidative Stereotactic Body Radiation Therapy (SBRT) Plus Maintenance Chemotherapy for Stage IV Non-Small Cell Lung Cancer (NSCLC): A Randomized Phase II Trial (NCT02045446)

2

36

Dec. 2017

Radiation Therapy in Treating Patients With Stage I or Stage II Non-Small Cell Lung Cancer (NCT00843726)

2

98

Apr. 2020

Hypofractionated Radiotherapy (Stereotactic) Versus Conventional Radiotherapy for Inoperable Early Stage I Non-small Cell Lung Cancer (NSCLC) (CHISEL) (NCT01014130)

3

100

Jun. 2018

A Randomized Phase II Study Assessing the Efficacy of Local Consolidative Therapy for Non-Small Cell Lung Cancer Patients With Oligometastatic Disease (NCT01725165)

2

94

Nov. 2019

Surgery With or Without Internal Radiation Therapy Compared With Stereotactic Body Radiation Therapy in Treating Patients With High-Risk Stage I Non-Small Cell Lung Cancer (NCT01336894)

3

420

Aug. 2019

Hepatocellular carcinoma

Sorafenib Tosylate With or Without Stereotactic Body Radiation Therapy in Treating Patients With Liver Cancer (NCT01730937)

3

368

Jun. 2016

Trans-Arterial Chemo-Embolization (TACE) vs TACE Plus Stereotactic Body Radio Therapy (SBRT) in the Treatment of Hepatocellular Carcinoma (HCC) (NCT02070419)

2

44

Jan. 2015

Prostate cancer

Stereotactic Body Radiation Therapy in Treating Patients With Low- and Intermediate-Risk Prostate Cancer (NCT01737151)

2

250

Dec. 2016

Phase III Clinical Trial on Conventionally Fractionated Conformal Radiotherapy (CF-CRT) Versus CF-CRT Combined With High-dose-rate Brachytherapy or Stereotactic Body Radiotherapy for Intermediate and High-risk Prostate Cancer (NCT01839994)

3

350

Dec. 2018

Stereotactic Body Radiation Therapy for cT1c-cT3a Prostate Cancer With a Low Risk of Nodal Metastases (≤ 20%, Roach Index): a Novalis Circle Phase II Prospective Randomized Trial

2

152

Sep. 2025

A Randomized Study of Radiation Hypofractionation Via Extended Versus Accelerated Therapy (HEAT) For Prostate Cancer (NCT01794403)

3

75

Feb. 2018

Kidney cancer

     

A Phase II Randomized Trial Comparing Stereotactic Body Radiation Therapy to Radiofrequency Ablation for the Treatment of Localized Renal Cell Carcinoma (RCC) (NCT02138578)

2

110

Feb. 2019

Breast cancer

Trial of Superiority of Stereotactic Body Radiation Therapy in Patients With Breast Cancer (STEREO-SEIN) (NCT02089100)

3

280

Feb. 2020

Melanoma

Phase II Randomized Study of High Dose Interleukin-2 Versus Stereotactic Body Radiation (SBRT) and High Dose Interleukin-2 (IL-2) in Patients With Metastatic Melanoma (NCT01416831)

2

44

Jun. 2015

Oligometastases

The International Liver Tumor Group RAS-trial Radiofrequency Ablation Versus Stereotactic Body Radiation Therapy for Colorectal Liver Metastases: A Randomized Trial (NCT01233544)

3

300

Dec. 2016

Stereotactic Ablative Radiotherapy for Comprehensive Treatment of Oligometastatic Tumors (SABR-COMET): A Randomized Phase II Trial

2

99

Nov. 2020

A Randomized Trial of Stereotactic Radiosurgery Versus Decompressive Surgery Followed by Postoperative Radiotherapy in Metastatic Spinal Cord Compression (NCT02167633)

130

 

Dec. 2017

Stereotactic Ablative Fractionated Radiotherapy Versus Radiosurgery for Oligometastatic Neoplasia to the Lung: A Randomised Phase II Trial (NCT01965223)

2

84

Jan. 2019

Image-Guided Radiosurgery or Stereotactic Body Radiation Therapy in Treating Patients With Localized Spine Metastasis (NCT00922974)

2|3

380

Jul. 2015

Biological Image Guided Antalgic Stereotactic Body Radiotherapy of Bone Metastases (NCT01429493)

2|3

120

Jan. 2014 b

Efficacy of Dose Intensified Radiotherapy of Spinal Metastases of Solid Tumors by Dose Increased, Homogeneous Radiation of Vertebral Body and Simultaneous Application of Stereotactic Boost (NCT01849510)

2

130

Apr. 2019

a Expected.

b No results posted.

Clinical Input Received through Physician Specialty Societies and Academic Medical Centers

2013 Vetting

In response to requests, input was received from 3 physician specialty societies (6 reviewers) and 6 academic medical centers, for a total of 12 reviewers, while this policy was under review for September 2013. While the various physician specialty societies and academic medical centers may collaborate with and make recommendations during this process, through the provision of appropriate reviewers, input received does not represent an endorsement or position statement by the physician specialty societies or academic medical centers, unless otherwise noted. Support for the use of SBRT for HCC, prostate cancer and oligometastases and SRS for uveal melanoma was mixed.

2011 Vetting

In response to requests, input was received from six physician specialty societies (8 reviewers) and 4 academic medical centers, for a total of 12 reviewers, while this policy was under review for October 2011. While the various physician specialty societies and academic medical centers may collaborate with and make recommendations during this process, through the provision of appropriate reviewers, input received does not represent an endorsement or position statement by the physician specialty societies or academic medical centers, unless otherwise noted. There was general agreement with the policy statements for the use of stereotactic radiosurgery in treating the neoplasms/conditions listed in the policy statements. In addition, there was support to expand the policy statements on the use of stereotactic radiosurgery to include craniopharyngiomas and glomus jugulare tumors.

There was general support for the use of SBRT in spinal tumors and early-stage NSCLC and support to expand the use in the spine to include metastatic radioresistant tumors. Support for the use in primary and metastatic lesions of the liver, pancreas, adrenal and kidney was mixed. There was little support for the use of SBRT in prostate cancer.

2008 Vetting

In response to requests, input was received from 2 physician specialty societies and 4 academic medical centers while this policy was under review for December 2008. While the various physician specialty societies and academic medical centers may collaborate with and make recommendations during this process, through the provision of appropriate reviewers, input received does not represent an endorsement or position statement by the physician specialty societies or academic medical centers, unless otherwise noted. The input uniformly supported use of this technology in the treatment of NSCLC and spinal tumors after prior radiation therapy. There was also support for use in some patients with liver (metastatic and primary) cancer and as first-line treatment of spinal tumors. There was little support for its use in cases of prostate cancer.

Summary of Evidence

Stereotactic radiosurgery (SRS) and stereotactic body radiotherapy (SBRT) are radiotherapy methods that entail delivering highly focused, convergent beams on a precise target that is defined with 3-dimensional imaging techniques, sparing adjacent structures. SRS refers to such radiotherapy applied to intracranial lesions, while SBRT refers to therapy applied to other areas of the body. The technique differs from conventional radiotherapy, which involves exposing large areas of tissue to relatively broad fields of radiation over a multiple sessions. It may offer a noninvasive alternative to invasive surgery, particularly for patients unable to undergo surgery or for lesions that are difficult to access surgically or are adjacent to vital organs.

Stereotactic Radiosurgery

SRS is an established safe and effective treatment modality for many benign and malignant intracranial tumors/conditions. The evidence, largely consisting of nonrandomized cohort studies, combined with clinical input, supports the use of SRS for the following conditions: intracranial arteriovenous malformations; acoustic neuromas (vestibular schwannomas); pituitary adenomas; nonresectable, residual, or recurrent meningiomas; craniopharyngiomas; glomus jugulare tumors; and primary malignancies of the central nervous system; and trigeminal neuralgia that is refractory to medical management. Evidence from several RCTs demonstrated the benefit of SRS for small numbers of brain metastases from a variety of tumor types. Evidence from nonrandomized studies suggests that outcomes from SRS for intracranial metastatic disease is not worse for larger numbers of metastases; therefore, SRS may be considered medically necessary for solitary or multiple brain metastases in patients who have otherwise good performance status.

For the treatment of uveal melanoma, no studies that directly compare patients treated with SRS with other radiotherapies were identified. Existing cohort studies generally report high rates of LC, but some have limited reporting about distant metastases and OS. Therefore, the evidence is insufficient to conclude that SRS for uveal melanoma is associated with improved outcomes.

For the treatment of tremor, noncomparative studies in heterogeneous patient populations generally report improvements in tremor scores from pre- to post-SRS. However, studies with longer-term follow-up are needed to determine the risk/benefit ratio. The evidence related to the use of SRS for the management of other intracranial conditions, including epilepsy and chronic pain, is limited. Therefore, SRS is considered investigational for these conditions.

Stereotactic Body Radiotherapy

For the use of SBRT, improved outcomes following SBRT have been demonstrated in patients with early stage NSCLC who are not considered to be candidates for resection. The literature and input from clinical vetting support its use in spinal tumors that have been previously irradiated and in radioresistant metastases to the spine. Therefore, SBRT may be considered medically necessary for the treatment of early stage NSCLC and metastases to the spine in patients who meet appropriate criteria.

For the use of SBRT for HCC, a number of randomized and nonrandomized studies have been reported in 2 systematic reviews from 2009 and 2012. The conclusions that can be drawn overall about outcomes after SBRT for HCC are limited because studies have been heterogeneous treatment schedules, treatment planning techniques, and patient populations. Since the publication of the 2009 and 2012 systematic reviews, case series of patients with nonmetastatic HCC treated with SBRT report high rates of LC, but low rates of intrahepatic recurrence-free survival. The evidence for the use of SBRT in prostate cancer consists primarily of single-arm assessments of toxicity and PSA. Longer term follow-up is needed to assess the effect on long-term toxicities, cancer control, and patient survival. The evidence for the use of SBRT for pancreatic cancer and RCC consists of small case series and does not permit conclusions about outcomes after SBRT compared with other therapies. The evidence related to the use of SBRT for the management of oligometastases to multiple sites, including the lungs, liver, adrenal glands, and bones (other than spine) consists of relatively small, noncomparative studies, and there is a lack of consensus about optimal dose, fractionation, and the size, number, and types of lesions amenable to SBRT. Clinical input was mixed regarding the use of SBRT for the treatment of hepatocellular cancer, prostate cancer, pancreatic cancer, RCC, and oligometastases. Given insufficient evidence from the published literature or clinical support, the use of SBRT to treat other conditions, including but not limited to HCC, prostate cancer, RCC, pancreatic cancer, and oligometastases, except metastases to the brain and spine as previously outlined, is considered investigational.

Practice Guidelines and Position Statements

National Comprehensive Cancer Network (NCCN) Guidelines.

National Comprehensive Cancer Network (NCCN) provides guidelines for cancer treatment by site that include the use of SRS and SBRT for certain cancers.115 Guidelines addressing SRS and SBRT are summarized in Table 1:

Table 1: NCCN Recommendations for SRS and SBRT Cancer Site

 

Tumor Type

Recommendation

Version

Bone

Osteosarcoma – metastatic disease

  • Consider use of stereotactic radiotherapy, especially for oligometastases (category 2A)

1.2014

CNS

Adult intracranial and spinal ependymoma – spine or brain reoccurrence

  • Resection with limited radiotherapy if no prior radiotherapy; consider use of SRS if geometrically favorable (category 2A)
  • If unresectable, radiotherapy if no prior radiotherapy; consider use of SRS if geometrically favorable (category 2A)
  • If progression, radiotherapy; consider use of SRS if geometrically favorable (category 2A)

1.2014

CNS

Adult medulloblastoma and supratentorial PNET – recurrent disease

  • If progression after localized recurrence and maximum safe progression, SRS if geometrically favorable (category 2A)

1.2014

CNS

Primary spinal cord tumors

  • If recurrence, radiotherapy including SRS if surgery is not possible (category 2A)

CNS

Meningiomas – asymptomatic and small (<30 mm)

  • If potential neurologic consequences and accessible, surgery followed by RT (external beam or SRS) if WHO grade 3; consider RT if WHO grade 2 (category 2A)
  • If potential neurologic consequences from surgery, RT (external beam or SRS) (category 2A)

1.2014

CNS

Meningiomas – asymptomatic and large (≥30 mm)

  • If accessible, surgery followed by RT (external beam or SRS) if WHO grade 3; consider RT if incompletely resected WHO grade 1-2 (category 2A)

1.2014

CNS

Meningiomas – symptomatic and small (<30 mm)

  • If accessible, surgery followed by RT (external beam or SRS) if WHO grade 3 or RT (external beam or SRS) (category 2A)

1.2014

CNS

Meningiomas – symptomatic and large (≥30 mm)

  • If accessible, surgery followed by RT (external beam or SRS) if WHO grade 3; consider RT if incompletely resected WHO grade 1-2 (category 2A). RT (external beam or SRS) as an alternative (category 2A).

1.2014

CNS

Metastatic disease – 1-3 lesions, primary treatment

  • If resectable, surgical resection followed by WBRT(category 1) or SRS (category 2B), OR SRS and WBRT (category 1 for 1 metastasis), OR SRS alone (category 2A)
  • If unresectable, WBRT or SRS (category 2A)

1.2014

CNS

Metastatic disease – 1-3 lesions, recurrence

  • If local recurrence and previous surgery only, surgery, single dose or fractionated stereotactic RT, or WBRT (category 2A)
  • If local recurrence and previous WBRT or SRS, surgery or single dose (category 2B) or fractionated SRS (category 2A)
  • If distant brain recurrence and 1-3 lesions, surgery, single dose or fractionated stereotactic RT, WBRT, or consider chemotherapy

1.2014

CNS

Metastatic disease – >3 lesions, primary treatment

  • WBRT or SRS (category 2A). SRS can be considered for patients with good performance status and low overall tumor volume.

1.2014

CNS

Metastatic spine tumors

  • If no spinal cord compression, no fracture or spinal cord instability, consider surgery or stereotactic RT if deterioration during RT, intractable pain, or tumor progression during primary treatment (RT [preferred], chemotherapy, or surgery followed by RT) (category 2A)

1.2014

Colon

Metastatic to liver or lung

  • In highly selected cases in which patient is symptomatic, external beam radiation (including SBRT) can be considered (category 3, or in a clinical trial)

3.2014

Hepatobiliary

Hepatocellular carcinoma

  • If potentially resectable and Child-Pugh class A or B, no portal hypertension, suitable tumor location, adequate liver reserve, and suitable liver remnant, consider external beam radiation therapy (conformal or stereotactic) (category 2B)
  • If unresectable and not eligible for liver transplant, consider external beam radiation therapy (conformal or stereotactic) (category 2B)
  • If inoperable by performance status or comorbidity and local disease with minimal or no extrahepatic disease, consider external beam radiation therapy (conformal or stereotactic) (category 2B)

2.2014

Lung

Non-small-cell lung cancer – Stage IA

  • If negative mediastinal lymph nodes and inoperable, definitive RT (stereotactic ablative radiotherapy) (category 2A)

4.2014

Lung

Non-small-cell lung cancer – Stage IV, metastatic disease to single site, brain or adrenal.

  • Brain metastasis: Surgical resection followed by WBRT or SRS (category 2A), or SRS and WBRT (category 1 for 1 metastasis), or SRS alone (category 2A)
  • If brain or adrenal metastasis and T1-2, N0-1 or T3, N0 disease: consider stereotactic ablative radiotherapy of lung lesion (category 2A)
 

Pancreas

Pancreatic adenocarcinoma

  • SBRT is recommended only as part of a clinical trial

2.2014

Prostate

Prostate cancer

  • SBRT may be considered as an alternative to conventional fractionated RT at clinics with appropriate technology and expertise

2.2014

Skin

Melanoma – metastatic

  • Brain metastases: SRS or WBRT as primary treatment or following resection

4.2014

Soft tissue sarcoma – extremity, superficial trunk, head/neck

Sarcoma – synchronous stage IV

  • If single organ and limited tumor bulk that are amenable to local therapy: consider SBRT (category 2A)
  • If disseminated metastases: SBRT as a palliative option (category 2A)

2.2014

Soft tissue sarcoma – extremity, superficial trunk, head/neck

Sarcoma – recurrent disease with metastases

  • If single organ and limited tumor bulk that are amenable to local therapy: consider SBRT (category 2A)
  • If disseminated metastases: SBRT as a palliative option (category 2A)
  • If isolated regional disease or nodes: consider SBRT (category2A)

2.2014

Thyroid

Papillary, follicular, or Hurthle cell carcinoma – structurally persistent/recurrent locoregional or distant metastatic disease not amenable to radioactive iodine

  • CNS metastases: for solitary lesions, neurosurgical resection or SRS is preferred (category 2A)

2.2014

CNS: central nervous system; PNET: primitive neuroectodermal tumor; RT: radiotherapy; SBRT: stereotactic body radiation therapy; SRS: stereotactic radiosurgery; WBRT: whole brain radiation therapy.

For the treatment of primary kidney cancer (v3.2014), NCCN guidelines do not address the use of SBRT.

American Society for Radiation Oncology Guidelines

The American Society for Radiation Oncology (ASTRO) has guidelines for the treatment of a number of conditions, several of which include SRS or SBRT.

For brain metastases, ASTRO makes the following recommendations related to the use of SRS116:

  • For single brain metastases (initial management):
  • If good prognosis (expected survival 3 months or more) and complete resection possible:
  • If brain metastasis ≤3-4 cm, options include SRS and WBRT (level of evidence: I), SRS alone (level of evidence: 1), and surgery with SRS/radiation boost with or without WBRT (level of evidence: 3)
  • If brain metastasis >3-4 cm, treatment options include surgery with SRS/radiation boost with or without WBRT (level of evidence: 3)
  • If good prognosis and not resectable:
  • If brain metastasis ≤3-4 cm, options include SRS and WBRT (level of evidence: I), SRS alone (level of evidence: 1).
  • For multiple brain metastases (initial management)
  • If good prognosis (expected survival 3 months or more) and brain metastasis ≤3-4 cm, options include SRS and WBRT (level of evidence: I), SRS alone (level of evidence: 1)

For palliative therapy for bone metastases, ASTRO makes the following recommendations related to the use of SRS (117):

  • Patients with painful bone metastases should be treated with SBRT only in clinical trials and that SBRT should not be the primary treatment of vertebral bone lesions causing cord compression.
  • For retreatment of recurrent metastatic spine pain with SBRT, the Task Force states that the specifics of SBRT retreatment dosing and target delineation are insufficiently defined to allow SBRT retreatment outside of the clinical trial setting.

ASTRO radiation therapy guidelines for glioblastoma and locally advanced non-small-cell lung cancer are under development.

International RadioSurgery Association Guidelines

The International RadioSurgery Association published consensus-based guidelines on the treatment of brain or dural AVMs. (118) The guidelines include a clinical pathway that incorporates patients’ choice, AVM location and volume, and presence of residual AVM after repeat treatment to guide decisions about SRS use.

U.S. Preventive Services Task Force Recommendations

SRS is not a preventive service.

Medicare National Coverage

There is no national coverage determination (NCD). In the absence of an NCD, coverage decisions are left to the discretion of local Medicare carriers.

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  87. Jabbari S, Weinberg VK, Kaprealian T et al. Stereotactic body radiotherapy as monotherapy or post-external beam radiotherapy boost for prostate cancer: technique, early toxicity, and PSA response. Int J Radiat Oncol Biol Phys 2012; 82(1):228-34. PMID 21183287
  88. King CR, Brooks JD, Gill H et al. Long-term outcomes from a prospective trial of stereotactic body radiotherapy for low-risk prostate cancer. Int J Radiat Oncol Biol Phys 2012; 82(2):877-82. PMID 21300474
  89. Wiegner EA, King CR. Sexual function after stereotactic body radiotherapy for prostate cancer: results of a prospective clinical trial. Int J Radiat Oncol Biol Phys 2010; 78(2):442-8. PMID 20137864
  90. Katz AJ, Santoro M, Ashley R et al. Stereotactic body radiotherapy for organ-confined prostate cancer. BMC Urol 2010; 10:1. PMID 20122161
  91. Katz AJ, Santoro M, Diblasio F et al. Stereotactic body radiotherapy for localized prostate cancer: disease control and quality of life at 6 years. Radiat Oncol 2013; 8(1):118. PMID 23668632
  92. Bolzicco G, Favretto MS, Satariano N, et al. A single-center study of 100 consecutive patients with localized prostate cancer treated with stereotactic body radiotherapy. BMC Urol. 2013;13:49. PMID 24134138
  93. Chen LN, Suy S, Wang H, et al. Patient-reported urinary incontinence following stereotactic body radiation therapy (SBRT) for clinically localized prostate cancer. Radiat Oncol. 2014;9:148. PMID 24966110
  94. Kim DW, Cho LC, Straka C, et al. Predictors of rectal tolerance observed in a dose-escalated phase 1-2 trial of stereotactic body radiation therapy for prostate cancer. Int J Radiat Oncol Biol Phys. Jul 1 2014;89(3):509-517. PMID 24929162
  95. King CR, Collins S, Fuller D, et al. Health-related quality of life after stereotactic body radiation therapy for localized prostate cancer: results from a multi-institutional consortium of prospective trials. Int J Radiat Oncol Biol Phys. Dec 1 2013;87(5):939-945. PMID 24119836
  96. Goyal K, Einstein D, Ibarra RA et al. Stereotactic body radiation therapy for nonresectable tumors of the pancreas. J Surg Res 2012; 174(2):319-25. PMID 21937061
  97. Rwigema JC, Parikh SD, Heron DE et al. Stereotactic body radiotherapy in the treatment of advanced adenocarcinoma of the pancreas. Am J Clin Oncol 2011; 34(1):63-9. PMID 20308870
  98. Siva S, Pham D, Gill S et al. A systematic review of stereotactic radiotherapy ablation for primary renal cell carcinoma. BJU Int 2012; 110(11 Pt B):E737-43. PMID 23107102
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Coding

Codes

Number

Description

CPT

0169T

Stereotactic placement of infusion catheter(s) in the brain for delivery of therapeutic agent(s), including computerized stereotactic planning and burr hole(s)

 

32701

Thoracic target(s) delineation for stereotactic body radiation therapy (SRS/SBRT), (photon or particle beam), entire course of treatment

 

61796

Stereotactic radiosurgery (particle beam, gamma ray, or linear accelerator); 1 simple cranial lesion

 

61797

Stereotactic radiosurgery (particle beam, gamma ray, or linear accelerator); each additional cranial lesion, simple (List separately in addition to code for primary procedure)

 

61798

Stereotactic radiosurgery (particle beam, gamma ray, or linear accelerator); 1 complex cranial lesion

 

61799

Stereotactic radiosurgery (particle beam, gamma ray, or linear accelerator); each additional cranial lesion, complex (List separately in addition to code for primary procedure)

 

61800

Application of stereotactic headframe for stereotactic radiosurgery (List separately in addition to code for primary procedure)

 

63620

Stereotactic radiosurgery (particle beam, gamma ray, or linear accelerator); 1 spinal lesion

 

63621

Stereotactic radiosurgery (particle beam, gamma ray, or linear accelerator); each additional spinal lesion (List separately in addition to code for primary procedure)

 

77299

Unlisted procedure, therapeutic radiology clinical treatment planning

 

77371

Radiation treatment delivery, stereotactic radiosurgery (SRS), complete course of treatment of cerebral lesion(s) consisting of 1 session; multi-source Cobalt 60 based

 

77372

; linear accelerator based

 

77373

Stereotactic body radiation therapy, treatment delivery, per fraction to 1 or more lesions, including image guidance, entire course not to exceed 5 fractions

 

77399

Unlisted procedure, medical radiation physics, dosimetry and treatment devices, and special services

 

77432

Stereotactic radiation treatment management of cerebral lesion(s) (complete course of treatment consisting of one session)

 

77435

Stereotactic body radiation therapy, treatment management, per treatment course, to one or more lesions, including image guidance, entire course not to exceed 5 fractions

 

77470

Special treatment procedure (e.g., total body irradiation, hemibody radiation, per oral, endocavity or intraoperative cone irradiation)

 

77520

Proton treatment delivery; simple, without compensation

 

77522

simple, with compensation

 

77523

Intermediate

 

77525

Complex

HCPCS

G0173

Linear accelerator based stereotactic radiosurgery, complete course of therapy in one session

 

G0251

Linear accelerator based stereotactic radiosurgery, delivery including collimator changes and custom plugging, fractionated treatment, all lesions per session, maximum five sessions per course of treatment.

 

G0339

Image guided robotic linear accelerator base stereotactic radiosurgery, complete course of therapy in one session, or first session of fractionated treatment

 

G0340

Image guided robotic linear accelerator base stereotactic radiosurgery, delivery including collimator changes and custom plugging, fractionated treatment, all lesions, per session, second through fifth sessions, maximum 5 sessions per course of treatment.

Type of Service

Radiation Therapy

 

Place of Service

Outpatient

 

Appendix

N/A

History

Date

Reason

08/05/97

Add to Radiology Section - New Policy

04/14/98

Replace Policy - Reviewed with changes; additional indications.

06/01/99

Replace Policy - Policy reviewed; now includes fractionated stereotactic radiotherapy

11/05/99

Replace Policy - New CPT code; policy unchanged.

12/21/00

Replace Policy - New CPT codes.

05/13/03

Replace Policy - Policy updated and revised; policy focuses on stereotactic radiosurgery of the CNS and no longer addresses stereotactic radiosurgery or radiotherapy (i.e., multiple sessions) of non CNS sites. Policy statement revised to indicate that xtracranial radiosurgery is no longer limited to those with 3 or fewer metastases.

07/13/04

Replace Policy - Policy reviewed with literature review; policy statement unchanged.

07/12/05

Replace Policy - Policy updated and revised with literature search. Additional discussion in Rationale section and in Policy Guidelines section regarding fractionated stereotactic radiotherapy; references and codes added; policy statement unchanged.

02/06/06

Codes updated - No other changes.

06/30/06

Update Scope and Disclaimer - No other changes.

08/08/06

Replace Policy - Policy updated and revised with literature search; renamed “Stereotactic Radiosurgery”. Policy statement revised to indicate that stereotactic radiosurgery of extracranial sites is investigational. Additional information provided on CyberKnife® device in Description and Rationale sections; general discussion added regarding challenges of evidence-based approach to evaluating rapidly emerging technologies; references updated.

01/26/07

Codes Updated - No other changes.

03/21/07

Codes Updated - No other changes.

05/21/07

Codes Updated - No other changes.

06/15/07

Cross Reference Update - No other changes.

08/23/07

Codes Updated - No other changes.

12/11/07

Replace Policy - Policy updated with literature review. Policy statement updated to include: Stereotactic radiosurgery for movement disorders may be considered on a case-by-case basis by a medical director when the patient is unresponsive to deep brain stimulation or it is contraindicated. Reviewed and recommended by OAP on November 15, 2007.

06/10/08

Cross Reference Update - No other changes.

01/13/09

Code Updates - Codes 61796-61799 and 61800, 63620-63621; effective 1/1/09.

03/10/09

Replace Policy - Policy updated with literature search. Policy statements changed to indicate SBRT may be considered medically necessary in specific cases of both non-small cell lung cancer and spinal tumors. Policy title modified to include “Stereotactic Body Radiation Therapy.” References added. Reviewed and recommended by OAP on February 19, 2009.

09/14/10

Replace Policy - Policy updated with literature search. Minor update to the policy statement, non-resectable, residual, or recurrent added to medically necessary indications list. References added. Reviewed and recommended by OAP on August 19, 2010.

11/9/10

Replace Policy - Policy updated with literature search, focus on prostate cancer, oligometastatic disease, metastatic brain lesions. Reference number 32-35 added. No change in policy statement.

04/08/11

Codes Updated - Code 61795 deleted as of 1/1/11; replacement codes 61781-61783 added to policy.

12/16/11

Replace Policy – Policy updated with literature review; References 35 and 36 added. No change in policy statements.

03/12/12

Policy Guidelines updated for clarification purposes on coding of 77435.

08/14/12

Replace policy. Policy updated with literature search and extensively revised; reference numbers 1-3, 14-18, 26, 36-49, and 51-58 added. Policy statements added that SRS may be considered medically necessary for craniopharyngiomas and glomus tumors, SBRT may be considered medically necessary for spinal or vertebral metastases that are radioresistant (e.g., renal cell carcinoma, melanoma and sarcoma), and that when stereotactic radiosurgery or stereotactic body radiation therapy are performed using fractionation for the medically necessary indications described, it is considered medically necessary. Policy statement added that SBRT is considered investigational for primary and metastatic tumors of the liver, pancreas, kidney, adrenal glands, prostate and all other malignancies.

9/14/12

Policy statement clarification: “any of” added to clarify the medically necessary indications.

11/15/12

Reviewed and recommended by OAP, November 2012.

12/19/12

Update Related Policies; add 7.01.95.

01/10/13

Coding update. CPT code 32701, effective 1/1/13, added to policy.

03/15/13

Update Related Policies. Add 7.01.122.

06/14/13

Update Related Policies. Add 8.01.526.

07/16/13

Update Related Policies. Add 8.01.528.

12/09/13

Replace policy. Policy updated with literature search through August 15, 2013; statement added that SRS is investigational for uveal melanoma.

12/17/14

Annual Review. Policy updated with literature review through August 3, 2014, and extensively revised. References 3-8, 16-23, 31-33, 43-47, 50-51, 59-60, 64-67, 70, 80-81, 83, 92-95, 100, 107, 113-114, 116, and 118 added. Tremor added to the list of investigational indications for SBRT. Policy statements otherwise unchanged. ICD-9 and ICD-10 diagnosis and procedure codes removed; these are not utilized in policy adjudication. CPT codes 61781-61783, 77402-77416, 77011, 77332-77336; these are not specific to the policy.

06/02/15

Update Related Policies. Remove 7.01.122 as it was archived.


Disclaimer: This medical policy is a guide in evaluating the medical necessity of a particular service or treatment. The Company adopts policies after careful review of published peer-reviewed scientific literature, national guidelines and local standards of practice. Since medical technology is constantly changing, the Company reserves the right to review and update policies as appropriate. Member contracts differ in their benefits. Always consult the member benefit booklet or contact a member service representative to determine coverage for a specific medical service or supply. CPT codes, descriptions and materials are copyrighted by the American Medical Association (AMA).
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